Robert J. Behling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Jaeger Behling JR., who also goes by Robert Behling, Rob Behling, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 2020. Robert had worked at 2 firms and has passed the Series 63, Series 79TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 18, 2025 - July 23, 2025
WAUBANK SECURITIES LLC
October 23, 2020 - April 25, 2023
PNC CAPITAL MARKETS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 10/29/2020
Investment Banking Registered Representative ExaminationSeries 7TO
Date: 10/23/2020
General Securities Representative ExaminationCurrent Firm
WAUBANK SECURITIES LLC
CRD#: 310408 / SEC#: , 8-70589
Contact information
FINRA licenses (6 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| F.N.B. CORPORATION | OWNER | |
| ATTANASIO, ELIZABETH MARIE | FINOP | 5325007 |
| DIEZ, DAVID MICHAEL | CAPITAL MARKETS BANKER | 3174442 |
| DUTEY, JAMES LEE | BOARD OF DIRECTOR | |
| EL NOKALI, AHMED | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND BOARD OF DIRECTOR | |
| MITCHELL, DAVID BRYANT | CHIEF EXECUTIVE OFFICER | 3065614 |
| WHITESEL, THOMAS M. | BOARD OF DIRECTOR | |
| ZELCH, THEODORE LAINE | AML COMPLIANCE OFFICER | 7610581 |
Red Flags
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