HL
Humberto H. Larios
CENTAURUS FINANCIAL
KATY, TX
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CRD#: 7279818
HL
Professional summary
Humberto Humberto Larios, who also goes by Manuel Humberto Larios, is a registered financial advisor currently at CENTAURUS FINANCIAL, INC. located in Katy, Texas.
Humberto is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Humberto has worked at 4 firms and has passed the Series 65, Series 63, Series 6TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Manuel Humberto Larios
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SMARTPRO FINANCIAL, NON-INVESTMENT RELATED, 7970 COOPER CREEK BLVD, UNIVERSITY PARK, FL, 34201. LIFE INSURANCE AGENT, STARTED 04/16/21, NIR, 10 HR/WK- 0/TRADING HR.
CRS (Client Relationship Summary) - RIA
Click below to view Humberto Humberto Larios's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Humberto Humberto Larios's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 25, 2025 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
KATY, TX
Current
July 25, 2025 - Present
CENTAURUS FINANCIAL, INC.
RIA
BD
CRD#: 30833
KATY, TX
Past
April 16, 2021 - July 25, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Katy, TX
Past
April 16, 2021 - July 25, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Katy, TX
Past
March 19, 2021 - April 16, 2021
PFS INVESTMENTS INC.
RIA
CRD#: 10111
HOUSTON, TX
Past
August 24, 2020 - April 16, 2021
PFS INVESTMENTS INC.
BD
CRD#: 10111
HOUSTON, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Alabama(7/28/2025)
IAR
Arizona(8/5/2025)
RR
Arizona(8/13/2025)
IAR
California(7/28/2025)
RR
California(8/13/2025)
IAR
Connecticut(8/7/2025)
RR
Connecticut(8/13/2025)
IAR
Florida(7/28/2025)
IAR
Georgia(7/28/2025)
RR
Georgia(8/13/2025)
IAR
Kansas(7/28/2025)
IAR
Kentucky(7/28/2025)
RR
Kentucky(8/13/2025)
IAR
Louisiana(7/28/2025)
RR
Louisiana(8/13/2025)
IAR
Maryland(7/29/2025)
IAR
Michigan(7/29/2025)
IAR
Minnesota(7/28/2025)
RR
Minnesota(8/13/2025)
IAR
Nevada(7/28/2025)
IAR
New Hampshire(7/29/2025)
IAR
New Jersey(7/28/2025)
RR
New Jersey(8/13/2025)
IAR
New York(7/25/2025)
RR
New York(8/13/2025)
IAR
North Carolina(8/4/2025)
RR
North Carolina(8/13/2025)
IAR
Oklahoma(7/28/2025)
RR
Oklahoma(8/13/2025)
IAR
Oregon(7/30/2025)
IAR
South Carolina(7/30/2025)
RR
South Carolina(8/13/2025)
RR
Tennessee(8/13/2025)
RR
Texas(7/25/2025)
IAR
Texas(7/25/2025)
IAR
Virginia(7/30/2025)
RR
Virginia(8/13/2025)
IAR
Washington(7/25/2025)
IAR
Wisconsin(7/28/2025)
RR
Wisconsin(8/13/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 8/22/2020
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CENTAURUS FINANCIAL, INC.
CENTAURUS FINANCIAL, INC.
CRD#: 30833 / SEC#: 801-56882, 8-45185
RIA
Registered Investment Advisory firm - SEC (10/8/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
2300 E. Katella Avenue Suite 200, Anaheim, CA 92806
Mailing Address
2300 E. Katella Avenue Suite #200, Anaheim, CA 92806
Phone number
(714) 456-1790
Established
California since 08/27/1992
Firm type
Corporation
Fiscal year end
April
Firm Size
Large
# of Employees
580
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FEDERATION OF FINANCIAL SERVICES | OWNER | |
| KREMER, STEPHEN MARK | OWNER | 1188829 |
| RUBINO, MICHAEL PETER | OWNER | 1188940 |
| DUHOVIC, JEROME VICTOR | DIRECTOR/EVP/CHIEF ADMINISTRATIVE OFFICER | 2123754 |
| DUHOVIC, JEROME VICTOR | CHIEF COMPLIANCE OFFICER | 2123754 |
| KING, JAMES RONALD SR | DIRECTOR/CHAIRMAN OF THE BOARD/CEO | 269927 |
| KING, PAUL J | DIRECTOR/GENERAL COUNSEL | 5017845 |
| KING, WESTLEY HAYES | DIRECTOR/PRESIDENT | 2527676 |
| LEJMAN, SHERI J | CFO/SVP/PRINCIPAL FINANCIAL OFFICER AND PRINCIPAL OPERATIONS OFFICER |
Regulatory assets under management
| Total Number of Accounts | 38,049 |
| AUM (Assets Under Management) | $ 7,336,108,151 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 8 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
