Joshua D. Ezrin
Professional summary
Joshua David Ezrin, who also goes by Josh Ezrin, Joshua D Ezrin, is a registered financial professional currently at B. RILEY SECURITIES, INC. located in New York, New York.
Joshua is registered as a RR (Registered Representative) and started their career in finance in 1981. Joshua has worked at 7 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7, Series 10, Series 9, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joshua David Ezrin's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 14, 2014 - Present
B. RILEY SECURITIES, INC.
Office #1: 299 Park Avenue 21st Floor, New York, NY 10171June 3, 2009 - April 2, 2014
SUSQUEHANNA FINANCIAL GROUP, LLLP
October 1, 2008 - April 24, 2009
J.P. MORGAN SECURITIES LLC
July 18, 2008 - October 1, 2008
J.P. MORGAN SECURITIES INC.
December 10, 1986 - July 21, 2008
J.P. MORGAN SECURITIES LLC
December 28, 1983 - December 5, 1986
CIBC WORLD MARKETS CORP.
February 16, 1982 - January 16, 1984
WGW ASSOCIATES
April 13, 1981 - December 27, 1981
DREXEL BURNHAM LAMBERT INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2014)
(4/14/2014)
(10/17/2018)
(4/14/2014)
(4/14/2014)
(12/5/2025)
(4/14/2014)
(4/14/2014)
(12/5/2025)
(4/14/2014)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 12/12/2006
Limited Representative-Equity Trader ExamSeries 8
Date: 7/22/1999
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Nasdaq Stock Market
Current Firm
B. RILEY SECURITIES, INC.
CRD#: 25027 / SEC#: , 8-41426
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| B. RILEY SECURITIES HOLDINGS, INC. | DIRECT PARENT | |
| BAKER, JAMES RICHARD | CO-CHIEF EXECUTIVE OFFICER | 5834046 |
| INNIS, KATHLEEN GIBBONS | CHIEF COMPLIANCE OFFICER | 2112837 |
| MCCOY, MICHAEL RICHARD | CHIEF FINANCIAL OFFICER | 4743031 |
| MOORE, ANDREW THOMAS | CO-CHIEF EXECUTIVE OFFICER | 4574997 |
| SCHUTT, JANELLE REGINA | CONTROLLER | 2853858 |
Disclosures
| Regulatory Event | 12 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
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