Robert S. Friedlander

THE LEADERS GROUP

Baltimore, MD

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CRD#: 727912

Professional summary

Robert Stuart Friedlander, CFP® is a registered financial professional currently at THE LEADERS GROUP, INC. located in Baltimore, Maryland.

Robert is registered as a RR (Registered Representative) and started their career in finance in 1981. Robert has worked at 7 firms and has passed the SIE, Series 22 and Series 6 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Investment Planning

Comprehensive Financial Planni...

Insurance Planning

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FRIEDLANDER BENEFIT SERVICES INC - 1/1/1986 - 4 Diamond Crest Court, Baltimore, MD, 21209 - President, Insurance Sales, Not Invt Rel, Insurance Business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2) PINNEY INSURANCE CENTER - 1/1/2015 - 2266 Lava Ridge Court, # 200, Roseville, CA 95661, Life Insurance Agent, Sales, Not Invt Rel, Insurance Business, 10 hrs/mo; 10 hrs/mo (during trading hours). 3.) TLG ADVISORS, INC - 3/20/2019 - 26 W Dry Creek Circle, Suite 800, Littleton, CO 80120 - IAR Rep, Invt Rel, IAR Business, 10 hrs/mo; 10 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Stuart Friedlander's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

June 24, 2008 - Present

THE LEADERS GROUP, INC.

CRD#: 37157

Baltimore, MD

Past

March 20, 2019 - January 2, 2024

TLG ADVISORS, INC.

RIA

CRD#: 111052

Baltimore, MD

Past

June 27, 2003 - June 27, 2008

WOODBURY FINANCIAL SERVICES, INC.

RIA

CRD#: 421

BALTIMORE, MD

Past

March 18, 2003 - June 27, 2008

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

BALTIMORE, MD

Past

October 1, 2002 - March 20, 2003

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

October 27, 1999 - June 30, 2008

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

BALTIMORE, MD

Past

June 22, 1989 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Past

April 15, 1981 - June 6, 1989

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/22/2008)

Colorado
(7/10/2013)

District of Columbia
(6/24/2008)

Florida
(6/24/2008)

Georgia
(8/15/2008)

Maryland
(6/24/2008)

Pennsylvania
(7/1/2008)

Exams

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 22

Date: 10/30/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 4/13/1981

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

THE LEADERS GROUP, INC.

SIMPLICITY INVESTMENTS | THE LEADERS GROUP, INC. | THE LEADERS GROUP

CRD#: 37157 / SEC#: , 8-47639

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

475 Springfield Ave, Summit, NJ 07901

Mailing Address

475 Springfield Ave Suite 1, Summit, NJ 07901

Phone number

(303) 797-9080

Established

Delaware since 07/14/1994

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
SIMPLICITY FINANCIAL MARKETING HOLDINGS, INC.	SHAREHOLDER
PETERS, ROBERT WILLIAM	FINOP	1704577
RILEY, ZORAH JANE	CHIEF COMPLIANCE OFFICER	3015509
WICKERSHAM, SEAN DAVID	PRESIDENT	4994630

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Robert S. Friedlander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Robert Stuart Friedlander's CRS (Customer Relationship Summary).

Certified licenses

Experience

TLG ADVISORS, INC.

WOODBURY FINANCIAL SERVICES, INC.

WOODBURY FINANCIAL SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

HIMCO DISTRIBUTION SERVICES COMPANY

AMERICAN GENERAL EQUITY SERVICES CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

State Registrations and Notice Filings

Exams

SIE

Date: 10/1/2018

Series 22

Date: 10/30/1984

Series 6

Date: 4/13/1981

FINRA

Current Firm

THE LEADERS GROUP, INC.

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

THE LEADERS GROUP, INC.

TRUST BUT VERIFY

Contact information

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