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ST

Scott C. Tolton

TOLTON ASSET MANAGEMENT
Los Angeles, CA 90045
Some features on this profile are disabled
CRD#: 7278872
ST

Professional summary

Scott Christopher Tolton is a registered financial advisor currently at TOLTON ASSET MANAGEMENT, LLC located in Los Angeles, California.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Scott has worked at 2 firms and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CORNERSTONE RESEARCH NOT INVESTMENT RELATED 2001 K ST NW, WASHINGTON, DC 20006 NATURE: ECONOMIC CONSULTANT POSITION: ANALYTICS CONSULTANT START DATE: 2017-09-11 HOURS/MO: 160, 9-5 DATA ANALYTICS WORK

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Christopher Tolton's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 16, 2020 - Present

TOLTON ASSET MANAGEMENT, LLC

Office #1: 8939 S Sepulveda Blvd, Ste 440, Los Angeles, CA 90045
RIA
CRD#: 310631
Los Angeles, CA
Past

August 20, 2020 - December 31, 2021

JUSTIN C. TOLTON

RIA
CRD#: 120120
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(10/16/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 7/16/2020
Uniform Investment Adviser Law Examination

Current Firm

TA
TOLTON ASSET MANAGEMENT, LLC
TOLTON ASSET MANAGEMENT, LLC

CRD#: 310631 / SEC#:

California
Registered Investment Advisory firm - (10/16/2020 Approved)
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Contact information

Main Address
8939 S Sepulveda Blvd, Ste 440, Los Angeles, CA 90045
Mailing Address
Phone number
(310) 568-8749
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts40
AUM (Assets Under Management)$ 30,358,840

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOLTON ASSET MANAGEMENT, LLC

CRD#: 310631Los Angeles, CA 90045

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