KH
Kristen Henthorn
CITIGROUP GLOBAL MARKETS
Miami, FL 33131
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CRD#: 7277522
KH
Professional summary
Kristen Henthorn, who also goes by Kristen Elizabeth Henthorn, is a registered financial professional currently at CITIGROUP GLOBAL MARKETS INC. located in Miami, Florida and CITI PRIVATE ALTERNATIVES, LLC located in Miami, Florida.
Kristen is registered as a RR (Registered Representative) and started their career in finance in 2024. Kristen has worked at 2 firms and has passed the Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Kristen Elizabeth Henthorn
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Kristen Henthorn's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 12, 2024 - Present
CITIGROUP GLOBAL MARKETS INC.
Office #1: Citi Private Bank 201 S. Biscayne Blvd. 33rd Floor, Miami, FL, 33131RIA
BD
CRD#: 7059
Miami, FL
Current
January 22, 2026 - Present
CITI PRIVATE ALTERNATIVES, LLC
Office #1: Citi Private Bank 201 S. Biscayne Blvd. 33rd Floor, Miami, FL, 33131RIA
BD
CRD#: 153777
Miami, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/22/2026)
RR
District of Columbia(1/22/2026)
RR
Florida(1/22/2026)
RR
Louisiana(1/22/2026)
RR
Maryland(1/22/2026)
RR
Puerto Rico(1/22/2026)
Exams
General Industry/Product Exam
RR
Series 7TO
Date: 8/12/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
24X National Exchange LLC
SRO Registrations
RR
BOX Exchange LLC
SRO Registrations
RR
Cboe BYX Exchange, Inc.
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGA Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
Investors' Exchange LLC
SRO Registrations
RR
Long-Term Stock Exchange, Inc.
SRO Registrations
RR
MEMX LLC
SRO Registrations
RR
MIAX Emerald, LLC
SRO Registrations
RR
MIAX PEARL, LLC
SRO Registrations
RR
MIAX Sapphire
SRO Registrations
RR
Miami International Securities Exchange, LLC
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
NYSE National, Inc.
SRO Registrations
RR
NYSE Texas, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC
SRO Registrations
RR
New York Stock Exchange
Current Firm
CP
CITI PRIVATE ALTERNATIVES, LLC
CITI GLOBAL ADVISORY, LLC | CITI PRIVATE ALTERNATIVES, LLC | CITI PRIVATE ADVISORY,LLC | CITI PRIVATE ADVISORY, LLC | CITI GLOBAL ALTERNATIVES, LLC
CRD#: 153777 / SEC#: 801-71561, 8-69789
RIA
Registered Investment Advisory firm - SEC (6/30/2010 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
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Contact information
Main Address
388 Greenwich Street 29th Floor, New York, NY 10013
Mailing Address
388 Greenwich Street 29th Floor, New York, NY 10013
Phone number
(212) 559-1000
Established
Delaware since 04/01/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
95
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CITIGROUP INVESTMENT PARTNERS | MEMBER | |
| CONWAY, JOHN JAMES | PRINCIPAL FINANCIAL OFFICER (FINOP) | 1584619 |
| DE ANDRADE, ROBERTO CARLOS | MANAGER | 5841299 |
| JEAN-BAPTISTE, ALEX | CHIEF COMPLIANCE OFFICER | 6828963 |
| ODONNELL, DANIEL GLENN | MANAGER | 3160132 |
| ODONNELL, NIALL | PRINCIPAL OPERATIONS OFFICER | 6830897 |
| REMAK, MICHAEL DAVID | CEO/MANAGER | 2914374 |
Regulatory assets under management
| Total Number of Accounts | 183 |
| AUM (Assets Under Management) | $ 18,347,749,864 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
