Baofeng Chen
Professional summary
Baofeng Chen, who also goes by Bowie Chen, is a registered financial professional currently at UPMARKET SECURITIES LLC located in Milpitas, California.
Baofeng is registered as a RR (Registered Representative) and started their career in finance in 2021. Baofeng has worked at 1 firm and has passed the Series 63, Series 82TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Baofeng Chen's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2021 - Present
UPMARKET SECURITIES LLC
Office #1: 1525 Mccarthy Boulevard, #1000, Milpitas, CA 95035State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/4/2025)
(6/24/2021)
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(3/14/2024)
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(6/24/2021)
Exams
Series 82TO
Date: 5/22/2021
Limited Representative-Private Securities OfferingsFINRA
Current Firm
UPMARKET SECURITIES LLC
CRD#: 295634 / SEC#: , 8-70120
Contact information
FINRA licenses (37 States and Territories)
Disclosures
| Regulatory Event | 2 |
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