Baofeng Chen
Professional Summary
Baofeng Chen, who also goes by Bowie Chen, is a registered financial advisor currently at UPMARKET SECURITIES LLC located in Milpitas, California. Baofeng is registered as a RR (Registered Representative) and started their career in finance in 2021. Baofeng has worked at 1 firm and has passed the Series 63, Series 7TO, Series 82TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bowie Chen
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
5 years in the financial services industry
Current & Past Employments
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Current Firm
MEIXIN SECURITIES LLC | UPMARKET SECURITIES LLC | MX SECURITIES LLC
Contact Information
Main Address
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035Mailing Address
1525 Mccarthy Boulevard #1000, Milpitas, CA 95035Phone Number
+1 (888) 248-7658Established
Delaware since 08/09/2017Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (38 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/4/2025)
(6/24/2021)
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(1/14/2026)
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(4/16/2024)
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(6/24/2021)
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(1/7/2022)
(10/27/2025)
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(5/25/2021)
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(9/12/2025)
(9/9/2021)
(3/14/2024)
(6/24/2021)
(3/19/2025)
(7/26/2026)
(6/24/2021)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 82TO — Limited Representative-Private Securities Offerings
Passed May 2021About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Baofeng Chen's CRS (Customer Relationship Summary).
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