AE
Ashli N. Eaves
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Fulton, MO 65251
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CRD#: 7276765
AE
Professional summary
Ashli Nicole Eaves, who also goes by Ashli Eaves, Ashli Pugh, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Fulton, Missouri and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Fulton, Missouri.
Ashli is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Ashli has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ashli Eaves | Ashli Pugh
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) CHAMBER OF COMMERCE-WOMEN'S NETWORK, 300 S PROVIDENCE COLUMBIA MO, 01/2023, TREASURER, BOARD MEMBER, NIR, 4 HR/MO 4 HR/MO TRADING 2) ASHLI EAVES, 920 E BROADWAY SUITE 204 COLUMBIA MO, 12/2022, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE AGENCIES, NIR, 2 HR/MO 2 HR/MO TRADING 3) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 4) ASHLI EAVES LLC, 5517 Spicewood Drive, Columbia MO 65203, 06/2025, Owner, Author/Educator/Podcast/Speaker, NIR, 5 HR/MO, 4 HR/MO TRADING. 5) ALIGNED WEALTH GROUP, 3621 DISCOVERY PARKWAY STE 123 COLUMBIA MO. 01/2024, IAR, DBA, INV REL, 160 HR/MO 140 HR/MO TRADING 6) ASHLI EAVES LLC, 3621 DISCOVERY PARKWAY STE 123 COLUMBIA MO. 09/2024, OWNER, PASS-THROUGH ENTITY, NIR, 160 HR/MO 160 HR/MO TRADING 7) FRIENDS OF THE ATELIER, PO Box 443, Columbia MO 65205, 01/2025, BOARD MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR 2 HR/MO - 0 HR/MO TRADING. 8) COMO MAGAZINE, 404 Portland St Suite D, Columbia MO 65201, United States, START DATE 08/2025, Writer/Author, Volunteer, NIR, 2 HR/MO - 0 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Ashli Nicole Eaves's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 25, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 9 East 5th Street, Fulton, MO 65251Office #2: 3621 Discovery Parkway Ste. 123, Columbia, MO 65201RIA
CRD#: 134139
Fulton, MO
Current
January 25, 2024 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 9 East 5th Street, Fulton, MO 65251Office #2: 3621 Discovery Parkway Ste. 123, Columbia, MO 65201BD
CRD#: 39543
Fulton, MO
Past
February 21, 2023 - January 25, 2024
CONVERGENCE FINANCIAL
RIA
CRD#: 304146
COLUMBIA, MO
Past
September 27, 2021 - January 31, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
COLUMBIA, MO
Past
April 19, 2021 - August 27, 2021
NBC SECURITIES, INC.
BD
CRD#: 17870
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Missouri(1/25/2024)
IAR
Missouri(1/25/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 4/19/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Fulton, MO 65251TRUST BUT VERIFY
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