Chase Wickenheiser

MAGNUS FINANCIAL GROUP LLC

New York, NY 10016

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CRD#: 7276589

Professional summary

Chase Wickenheiser is a registered financial advisor currently at MAGNUS FINANCIAL GROUP LLC located in New York, New York.

Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Chase has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: Chase Wickenheiser, Inv rel: Y Add: 90 Park Ave 18th FL New York, NY 10016 Nature: Life and Health Insurance, Start date: 11/05/2020, No. HR/MO: 10, No. HR/MO during sec trading: 10.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Wickenheiser's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 19, 2023 - Present

MAGNUS FINANCIAL GROUP LLC

Office #1: 90 Park Avenue Suite 1800, New York, NY 10016

RIA

CRD#: 289423

New York, NY

Past

May 27, 2021 - December 31, 2022

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

NEW YORK, NY

Past

November 24, 2020 - December 31, 2022

MML INVESTORS SERVICES, LLC

CRD#: 10409

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAGNUS FINANCIAL GROUP LLC

CRD#: 289423 / SEC#: 801-111093

RIA

Registered Investment Advisory firm - (9/4/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(1/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/29/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/24/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2020

Securities Industry Essentials Examination

Current Firm

MAGNUS FINANCIAL GROUP LLC

CRD#: 289423 / SEC#: 801-111093

RIA

Registered Investment Advisory firm - (9/4/2017 Approved)

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Contact information

Main Address

90 Park Avenue Suite 1800, New York, NY 10016

Mailing Address

Phone number

(800) 339-1367

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (26 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAGNUS FINANCIAL GROUP LLC BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,313
AUM (Assets Under Management)	$ 1,945,865,246

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Chase Wickenheiser

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Chase Wickenheiser's CRS (Customer Relationship Summary).

Certified licenses

Experience

MAGNUS FINANCIAL GROUP LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

MAGNUS FINANCIAL GROUP LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/29/2021

Series 7TO

Date: 11/24/2020

SIE

Date: 10/1/2020

Current Firm

MAGNUS FINANCIAL GROUP LLC

Contact information

SEC notice filing (26 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAGNUS FINANCIAL GROUP LLC

TRUST BUT VERIFY

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