SW
Stacia R. Williams
AE WEALTH MANAGEMENT
Kansas City, MO 64131
Some features on this profile are disabled
CRD#: 7276212
SW
Professional summary
Stacia Riyan Williams is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Kansas City, Missouri.
Stacia is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Stacia has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) WILLIAMS FINANCIAL GROUP; YES INVESTMENT RELATED; 800 E 101ST STREET TERRACE, SUITE 210 KANSAS CITY, MO 64131 INSURANCE SALES; CLIENTS RELATIONS MANAGER; START DATE 05/2012; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2) COMMISSIONED TO HEAL INCORPORATED; NOT INVESTMENT RELATED; 7410 PROSPECT AVENUE, KANSAS CITY MO 64132; PROVIDES RESOURCES TO THE HOMELESS, WOMENT & CHILDREN, AND THE SURROUNDING COMMUNITY THROUGH A FOOD & CLOTHING PANTRY AND MENTAL HEALTH COUNSELING; BOARD MEMBER; 7/6/2018; 10HRS/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; PROVIDING INPUT REGARDING BUILDING MAINTENANCE, PANTRY OPERATIONS, AND FUNDRAISING EFFORTS. 3) S R WILLIAMS HOLDINGS LLC DBA PROSPERITY WEALTH MANAGEMENT LLC; YES INVESTMENT RELATED; 800 E 101ST TERRACE, SUITE 210, KANSAS CITY MO 64131; REGISTERED LLC TO RECEIVE AEWM FEES, INSTEAD OF INTO PERSONAL CHECKING ACCOUNT; REGISTERED AGENT/ORGANIZER; 6/15/2021; 1HR/MO; 0HRS/MO DURING SECURITIES TRADING HOURS; REGISTERED LLC TO RECEIVE AEWM FEES, INSTEAD OF INTO PERSONAL CHECKING ACCOUNT.
CRS (Client Relationship Summary) - RIA
Click below to view Stacia Riyan Williams's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 16, 2020 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 800 E 101st Ter Ste 350-a, Kansas City, MO 64131Office #2: 801 E Douglas Ave 2nd Floor, Wichita, KS 67202Office #3: 100 M Street Se Suite 600, Washington, DC 20003RIA
CRD#: 282580
Kansas City, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(7/16/2020)
IAR
Maryland(12/3/2024)
IAR
Missouri(7/16/2020)
IAR
Texas(4/25/2022)
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Kansas City, MO 64131TRUST BUT VERIFY
Monitor Stacia Williams
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
