David M. Cohn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Martin Cohn, who also goes by David M Cohn, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1981. David had worked at 5 firms and has passed the Series 63, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 2004 - June 14, 2010
DAS FINANCIAL SERVICES, INC.
November 7, 2003 - January 28, 2004
DAS FINANCIAL SERVICES, INC.
January 27, 1999 - November 12, 2012
SAGE FINANCIAL GROUP INC.
September 17, 1991 - December 1, 1992
JOHN HANCOCK DISTRIBUTORS LLC
March 27, 1981 - January 5, 2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 27, 1981 - December 1, 2004
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
DAS FINANCIAL SERVICES, INC.
CRD#: 127038 / SEC#: , 8-65946
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
