CL
Court E. Loomis
THE BAKER GROUP, LP
Oklahoma City, OK 73118-1426
Some features on this profile are disabled
CRD#: 7275185
CL
Professional summary
Court Edward Loomis is a registered financial advisor currently at THE BAKER GROUP, LP located in Oklahoma City, Oklahoma.
Court is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Court has worked at 1 firm and has passed the Series 65, Series 63, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ALINEA ENERGY, LLC NOT INVESTMENT-RELATED 13927 QUAIL POINTE DRIVE, OKC, OK PERSONAL OIL & GAS ROYALTY INVESTMENTS 100% OWNER 12 HOURS PER MONTH 0 DURING TRADING HOURS START DATE: 01/01/2018 CEL IV, LLC NOT INVESTMENT-RELATED 13927 QUAIL POINTE DRIVE, OKC, OK PERSONAL REAL ESTATE & RESTAURANTS INVESTMENTS 100% OWNER 8 HOURS PER MONTH 0 DURING TRADING HOURS START DATE: 01/01/2020 LOOMIS ACQUISITIONS, LLC NOT INVESTMENT-RELATED 13927 QUAIL POINTE DRIVE, OKC, OK PERSONAL OIL & GAS WORKING INTERESTS INVESTMENTS 100% OWNER 20 PER MONTH 0 DURING TRADING HOURS START DATE: 01/01/2002 100% OWNER
CRS (Client Relationship Summary) - RIA
Click below to view Court Edward Loomis's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Court Edward Loomis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 18, 2024 - Present
THE BAKER GROUP, LP
Office #1: 1601 N W Expressway 21st Floor, Oklahoma City, OK 73118-1426RIA
BD
CRD#: 7888
Oklahoma City, OK
Current
September 15, 2020 - Present
THE BAKER GROUP, LP
Office #1: 1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426RIA
BD
CRD#: 7888
Oklahoma City, OK
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Iowa(8/9/2024)
RR
Michigan(9/11/2025)
RR
Oklahoma(11/3/2020)
IAR
Oklahoma(7/18/2024)
RR
Wisconsin(8/27/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/15/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
THE BAKER GROUP, LP
JAMES BAKER & ASSOCIATES, A LIMITED PARTNERSHIP | THE BAKER GROUP, LP | THE BAKER GROUP PORTFOLIO MANAGEMENT, LP | THE BAKER GROUP | JAMES BAKER & COMPANY | JAMES BAKER & ASSOCIATES, LP
CRD#: 7888 / SEC#: 801-64345, 8-23684
RIA
Registered Investment Advisory firm - SEC (12/31/2005 Terminated)Florida
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)Georgia
Registered Investment Advisory firm - SEC (9/18/2023 Terminated)Indiana
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)Iowa
Registered Investment Advisory firm - SEC (3/11/2015 Terminated)Nevada
Registered Investment Advisory firm - SEC (9/13/2023 Terminated)Oklahoma
Registered Investment Advisory firm - SEC (2/8/1983 Approved)Texas
Registered Investment Advisory firm - SEC (9/12/2023 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New Orleans district office)
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Contact information
Main Address
1601 Nw Expressway 21st Floor, Oklahoma City, OK 73118-1426
Mailing Address
1601 Nw Expressway Suite 2000, Oklahoma City, OK 73118-1426
Phone number
(405) 415-7202
Established
Oklahoma since 05/20/1992
Firm type
Partnership
Fiscal year end
December
Firm Size
Small
# of Employees
12
FINRA licenses (29 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JAMES BAKER GROUP, INC. | GENERAL PARTNER | |
| HAYHURST, RYAN WARNER | PRESIDENT | 2783567 |
| HILL, RONALD AUSTIN | MANAGING PARTNER | 4652327 |
| HUXLEY, CARL WAYNE | CHIEF EXECUTIVE OFFICER | 5476871 |
| THE BAKER GROUP SOFTWARE SOLUTIONS, INC. | CLASS A LIMITED PARTNER | |
| AFFOLDER, BRIAN LEE | MANAGING PARTNER | 2170742 |
| BAUMANN, MARK DUANE | MANAGING PARTNER | 5977593 |
| BLOSS, JOHN DAVID | MANAGING PARTNER | 5423261 |
| CURRIE, JOHN TAYLOR | MANAGING PARTNER | 2800397 |
| HART, FRANK GERALD | MANAGING PARTNER | 5666950 |
| KINZER, JANTZ HUGHES | MANAGING PARTNER | 2398922 |
| OAKES, JEFFREY ROBERT | MANAGING PARTNER | 4020640 |
| PHILLIPS, KATHRYN ANNE | MANAGING PARTNER/CHIEF FINANCIAL OFFICER/CHIEF OPERATIONS OFFICER | 4707853 |
| STENSETH, PHILIP CLARK | MANAGING PARTNER | 1845025 |
| WRINKLE, MISTY WELLS | CHIEF COMPLIANCE OFFICER | 2752550 |
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
