William Garrison Duckett
Professional Summary
William Garrison Duckett, who also goes by Will Duckett, is a registered financial advisor currently at EQUITY SHIFT, INC. located in Raleigh, North Carolina. William is registered as a RR (Registered Representative) and started their career in finance in 2021. William has worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO, SIE and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Will Duckett
Similar Advisors
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
Years of Experience
6 years in the financial services industry
Current & Past Employments
Similar Advisors
Current Firm
EQUITY SHIFT | EQUITY SHIFT, INC.
Contact Information
Main Address
434 Fayetteville Street Suite 1150, Raleigh, NC 27601Mailing Address
434 Fayetteville Street Suite 1150, Raleigh, NC 27601Phone Number
(919) 500-7894Established
Delaware since 02/04/2019Firm Type
CorporationFiscal Year End
DecemberFirm Size
SmallFINRA licenses (49 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EQUITY SHIFT HOLDINGS, INC. | OWNER | — |
| DUCKETT, WILLIAM GARRISON | CHIEF OPERATIONS OFFICER, CO-CHIEF COMPLIANCE OFFICER AND SECRETARY | 7270660 |
| GORDON, THOMAS MARSHALL III | CHIEF EXECUTIVE OFFICER, PRESIDENT, EXECUTIVE REPRESENTATIVE AND CHAIRPERSON OF THE BOARD | 7270771 |
| PORTWOOD, WILLIAM BOYCE | FINOP, CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER AND CO-CHIEF COMPLIANCE OFFICER | 4853700 |
Similar Advisors
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
State Registrations and Notice Filings
(5/11/2021)
(3/29/2023)
(3/20/2023)
(7/20/2021)
(6/11/2021)
(7/24/2023)
(8/1/2023)
(5/11/2021)
(5/6/2021)
(3/21/2023)
(7/2/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
CRS (Client Relationship Summary) - BD
Click below to view William Garrison Duckett's CRS (Customer Relationship Summary).
