Raymond A. Pruzinsky

SEACREST WEALTH MANAGEMENT

Purchase, NY 10577

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CRD#: 727048

Professional summary

Raymond Anthony Pruzinsky is a registered financial advisor currently at SEACREST WEALTH MANAGEMENT, LLC located in Purchase, New York and PURSHE KAPLAN STERLING INVESTMENTS located in Purchase, New York.

Raymond is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Raymond has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Raymond Pruzinsky is dually-registered as an investment advisor representative with SeaCrest Wealth Management, LLC - since 10/2016) and as a Registered Representative with Purshe Kaplan Sterling Investments, Inc. (PKS" - since 08/2016). Business is conducted from 3000 Westchester Avenue, Suite 206 Purchase, NY 10577. Approximately 90% of Mr. Pruzinsky's time is for services as an investment advisor representative and the balance as a registered representative. SWM and PKS are not affiliated. 2. Insurance Agency - Non-investment Realted - Start date - 09/2016 Insurance Agent - Non-variable insurance - Providing different types of insurance policies to clients

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Anthony Pruzinsky's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 26, 2018 - Present

SEACREST WEALTH MANAGEMENT, LLC

Office #1: 3000 Westchester Avenue Suite 206, Purchase, NY 10577

RIA

CRD#: 147092

Purchase, NY

Current

October 18, 2016 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 3000 Westchester Avenue Suite 206, Purchase, NY 10577

CRD#: 35747

Purchase, NY

Past

January 1, 2008 - October 20, 2016

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

WESTPORT, CT

Past

January 1, 2008 - October 20, 2016

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

WESTPORT, CT

Past

March 17, 1998 - January 1, 2008

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

WILTON, CT

Past

November 30, 1987 - January 3, 2008

A. G. EDWARDS & SONS, INC.

CRD#: 4

WILTON, CT

Past

May 2, 1983 - December 8, 1987

PHILIPS, APPEL & WALDEN, INC.

CRD#: 659

Past

July 2, 1982 - April 18, 1983

FITTIN, CUNNINGHAM & LAUZON, INC.

CRD#: 6866

Past

March 28, 1981 - November 16, 1981

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(10/18/2016)

Connecticut
(10/18/2016)

IAR

Connecticut
(9/26/2018)

Florida
(10/18/2016)

Maine
(11/15/2024)

Maryland
(5/18/2020)

Massachusetts
(10/18/2016)

New Hampshire
(11/15/2024)

New Jersey
(10/18/2016)

New York
(10/18/2016)

IAR

New York
(8/4/2021)

Pennsylvania
(10/18/2016)

South Carolina
(8/14/2017)

Vermont
(10/18/2016)

Virginia
(10/18/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/16/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/16/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/11/1981

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 3/26/1981

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

CRD#: 147092 / SEC#: 801-69141

RIA

Registered Investment Advisory firm - (5/12/2008 Approved)

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Contact information

Main Address

3000 Westchester Avenue Suite 206, Purchase, NY 10577

Mailing Address

Phone number

(914) 502-1900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEACREST WEALTH MANAGEMENT, LLC DISCLOSURE BROCHURE (10/23/2025)

Regulatory assets under management

Total Number of Accounts	3,945
AUM (Assets Under Management)	$ 1,561,182,425

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Raymond A. Pruzinsky

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Raymond Anthony Pruzinsky's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

PHILIPS, APPEL & WALDEN, INC.

FITTIN, CUNNINGHAM & LAUZON, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

SEACREST WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/16/1998

Series 63

Date: 3/16/1988

SIE

Date: 10/1/2018

Series 7

Date: 4/11/1981

Series 6

Date: 3/26/1981

FINRA

Current Firm

SEACREST WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEACREST WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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