DD
Devin A. Dmitrzak
TD PRIVATE CLIENT WEALTH LLC
Piscataway, NJ 08854
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CRD#: 7269892
DD
Professional summary
Devin Andrew Dmitrzak, who also goes by Devin A Dmitrzak, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Piscataway, New Jersey.
Devin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Devin has worked at 1 firm and has passed the Series 63, Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Devin A Dmitrzak
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
the name of the other business; Personal Collectible Hobby(Buy/Sell) whether the business is investment-related; NOT investment related the address of the other business; 190 Plainfield Ave Edison NJ 08817(Home Address) the nature of the other business; Buying and selling collectible items on the weekend. your position; owner title, or relationship with the other business; Self the start date of your relationship; May 2023 the approximate number of hours/month you devote to the other business; 4 hours each weekend the number of hours you devote to the other business during securities trading hours; 0 and briefly describe your duties relating to the other business; Occasionally buy items off Facebook, in stores, or flea markets. Keep items for my own personally hobby of collecting and sell some items when i have the time on weekends. Items i sell are strictly part of my hobby(toys, lego, collectibles) I conduct this buying and selling on weekends(in which i am off of work and outside business and trading hours). I do not conduct this activity as a source of income needed for living, this is a hobby that sometimes generates income(sometimes a loss). This activity typically takes 1-4 hours of my time on a weekend (Saturday/Sunday) and includes buying, packaging, and dropping an item off at the post office. Selling is not consistent.
CRS (Client Relationship Summary) - RIA
Click below to view Devin Andrew Dmitrzak's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Devin Andrew Dmitrzak's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 10, 2020 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1060-1068 Stelton Road, Piscataway, NJ 08854RIA
BD
CRD#: 164484
Piscataway, NJ
Current
September 29, 2025 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 255 Nassau Street 1st Floor, Princeton, NJ 08540RIA
BD
CRD#: 164484
Princeton, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(2/19/2025)
IAR
Florida(7/5/2023)
IAR
New Jersey(8/10/2020)
IAR
New York(9/25/2023)
IAR
North Carolina(9/13/2022)
IAR
Pennsylvania(3/9/2021)
IAR
South Carolina(4/2/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/29/2025
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TP
TD PRIVATE CLIENT WEALTH LLC
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
RIA
Registered Investment Advisory firm - SEC (4/11/2013 Approved)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017
Mailing Address
1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017
Phone number
(877) 703-9896
Established
Delaware since 07/13/2012
Firm type
Limited Liability Company
Fiscal year end
October
Firm Size
Large
# of Employees
662
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
