Mario Nieto

DESERT CAPITAL MANAGEMENT GROUP,

Hermosa Beach, CA 90254

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CRD#: 7269388

Professional summary

Mario Nieto is a registered financial advisor currently at DESERT CAPITAL MANAGEMENT GROUP, INC located in Hermosa Beach, California.

Mario is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Mario has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Nieto's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 13, 2023 - Present

DESERT CAPITAL MANAGEMENT GROUP, INC

Office #1: 2447 Pacific Coast Hwy, Ste.200-227, Hermosa Beach, CA 90254

RIA

CRD#: 322100

Hermosa Beach, CA

Past

July 1, 2020 - May 8, 2025

DESERT CAPITAL MANAGEMENT GROUP, INC

RIA

CRD#: 132779

HERMOSA BEACH, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2020

Uniform Investment Adviser Law Examination

Current Firm

DESERT CAPITAL MANAGEMENT GROUP, INC

CRD#: 322100 / SEC#:

California

Registered Investment Advisory firm - (2/13/2023 Approved)

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Contact information

Main Address

2447 Pacific Coast Hwy, Ste.200-227, Hermosa Beach, CA 90254

Mailing Address

Phone number

+1 (310) 640-9100

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	127
AUM (Assets Under Management)	$ 5,389,208

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Mario Nieto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mario Nieto's CRS (Customer Relationship Summary).

Certified licenses

Experience

DESERT CAPITAL MANAGEMENT GROUP, INC

DESERT CAPITAL MANAGEMENT GROUP, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2020

Current Firm

DESERT CAPITAL MANAGEMENT GROUP, INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DESERT CAPITAL MANAGEMENT GROUP, INC

TRUST BUT VERIFY

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