Joon S. Kim
Professional summary
Joon Sang Kim, who also goes by Joon Kim, Joon Sang Kim, is a registered financial professional currently at PROBITAS FUNDS GROUP, LLC located in New York, New York.
Joon is registered as a RR (Registered Representative) and started their career in finance in 2020. Joon has worked at 4 firms and has passed the Series 63, Series 7TO, Series 52TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Joon Sang Kim's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 13, 2024 - Present
PROBITAS FUNDS GROUP, LLC
Office #1: 60 E 42nd Street (one Grand Central Place) Suite 856, New York, NY 10165August 1, 2022 - July 31, 2024
ATLANTIC - PACIFIC CAPITAL, INC.
November 12, 2021 - July 19, 2022
MVISION PRIVATE EQUITY ADVISERS USA LLC
July 23, 2020 - October 14, 2021
WELLS FARGO SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 7TO
Date: 3/17/2022
General Securities Representative ExaminationSeries 52TO
Date: 7/23/2020
Municipal Securities Representative ExaminationFINRA
Current Firm
PROBITAS FUNDS GROUP, LLC
CRD#: 115876 / SEC#: , 8-53512
Contact information
FINRA licenses (24 States and Territories)
Documents
Red Flags
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