Ximena S. Silva-avila
PERENNIAL FINANCIAL SERVICES
EDEN PRAIRIE, MN
Some features on this profile are disabled
CRD#: 7268838
Professional summary
Ximena Sophia Silva-avila, CFP®, who also goes by Sophia XImena Silva, Ximena Silva-avila, is a registered financial advisor currently at PERENNIAL FINANCIAL SERVICES located in Eden Prairie, Minnesota and LPL FINANCIAL LLC located in Saint Paul, Minnesota.
Ximena is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Ximena has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Sophia Ximena Silva | Ximena Silva-Avila
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)02/02/2024 - Perennial Financial Services, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 120 Hr/Mth 2)02/02/2024 - Perennial Legacy Insurance Solutions - Non-Variable Insurance - Inv Rel - At Reported Business Location(s) - Start: 01/2024 - 10 Hr/Mth 3)02/02/2024 - Real Estate Rental - Owner - Inv Rel - St. Paul, MN - Start: 03/2024 - 4 Hr/Mth 4)02/02/2024 - Phoenix Capital Group - Contract work with Perennial Financial Services - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Start: 01/2024 - 1 Hr/Mth 5)02/13/2024 - PERENNIAL INVESTMENT ADVISORS, LLC DBA Perennial Financial Services - Inv Related - At Reported Business location(s) - Registered Investment Advisor DBA - Started: 1/30/2024 - 120 Hrs/mo; 30 Hrs During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6)02/13/2024 - Perennial Investment Advisors, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 1/30/2024 - 120 Hrs/mo; 30 Hrs During Trading - I provide investment advisory services through Perennial Investment Advisors, LLC, an independent investment advisor firm. I started this business activity in 2/2024. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7)04/09/2024 - Perennial Legacy LLC, DBA Perennial Legacy Insurance Solutions - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started: 4/10/2024 - 10 Hrs/Mo; 0 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Ximena Sophia Silva-avila's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2023
Experience
Current
February 6, 2024 - Present
PERENNIAL FINANCIAL SERVICES
RIA
CRD#: 286477
EDEN PRAIRIE, MN
Current
February 7, 2024 - Present
LPL FINANCIAL LLC
Office #1: 757 Cleveland Ave S, Saint Paul, MN 55116RIA
BD
CRD#: 6413
SAINT PAUL, MN
Past
September 15, 2020 - February 2, 2024
EDWARD JONES
RIA
CRD#: 250
ST PAUL, MN
Past
August 21, 2020 - February 2, 2024
EDWARD JONES
BD
CRD#: 250
ST PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(2/7/2024)
RR
California(8/23/2024)
RR
Colorado(1/28/2025)
RR
Georgia(4/25/2025)
RR
Kansas(11/12/2024)
IAR
Minnesota(2/6/2024)
RR
Minnesota(2/7/2024)
RR
Nevada(1/2/2025)
RR
New York(1/3/2025)
RR
North Dakota(7/9/2024)
RR
Ohio(7/7/2025)
RR
Utah(6/4/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/21/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PF
PERENNIAL FINANCIAL SERVICES
ALDANA FINANCIAL | TANAKA WEALTH MANAGEMENT GROUP | SHAEFFER PRIVATE WEALTH MANAGEMENT | ROSE GREENE FINANCIAL SERVICES | PERENNIAL WEALTH ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS, LLC | PERENNIAL INVESTMENT ADVISORS | PERENNIAL FINANCIAL SERVICES | MCCREADY FINANCIAL GROUP, INC | HORG WEALTH MANAGEMENT | FORD FINANCIAL GROUP | COBALT UNLIMITED
CRD#: 286477 / SEC#: 801-110619
RIA
Registered Investment Advisory firm - (6/12/2017 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
11620 Wilshire Boulevard Suite 400, Los Angeles, CA 90025
Mailing Address
Phone number
(310) 445-2504
Established
Firm type
Fiscal year end
# of Employees
50
SEC notice filing (32 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,833 |
| AUM (Assets Under Management) | $ 1,898,116,372 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
