Lindsey Judson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsey Judson was a registered financial professional .
Lindsey is a previously registered financial professional and started their career in finance in 2021. Lindsey had worked at 1 firm and has passed the Series 63, Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2021 - September 15, 2023
Z-SQUARED SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 8/30/2021
General Securities Representative ExaminationCurrent Firm
Z-SQUARED SECURITIES, LLC
CRD#: 309321 / SEC#: , 8-70527
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ZINGEROO, INC. | MEMBER | |
| BASKETT, ERIN | CHIEF COMPLIANCE OFFICER/ FINOP | 4538604 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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