Charles T. Preston
Professional summary
Charles Taylor Preston, who also goes by Chad Preston, Charles Taylor Preston Jr, is a registered financial professional currently at OAKWOOD CAPITAL SECURITIES, INC. located in St. Louis Park, Minnesota.
Charles is registered as a RR (Registered Representative) and started their career in finance in 2025. Charles has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Charles Taylor Preston's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 7, 2026 - Present
OAKWOOD CAPITAL SECURITIES, INC.
Office #1: 600 Highway 169 South Suite 1410, St. Louis Park, MN 55426September 30, 2025 - April 7, 2026
TLG ADVISORS, INC.
August 8, 2025 - April 7, 2026
THE LEADERS GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/7/2026)
Exams
Series 7TO
Date: 8/8/2025
General Securities Representative ExaminationFINRA
Current Firm
OAKWOOD CAPITAL SECURITIES, INC.
CRD#: 21000 / SEC#: , 8-38631
Contact information
FINRA licenses (49 States and Territories)
Disclosures
| Regulatory Event | 1 |
| Bond | 1 |
Red Flags
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