Roger J. Kasmer
Professional summary
Roger John Kasmer, who also goes by Roger J Kasmer, is a registered financial professional currently at VAN CLEMENS & CO. INCORPORATED located in Minneapolis, Minnesota.
Roger is registered as a RR (Registered Representative) and started their career in finance in 1981. Roger has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Roger John Kasmer's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2005 - Present
VAN CLEMENS & CO. INCORPORATED
Office #1: 900 Second Avenue South Suite 1500, Minneapolis, MN 55402Office #2: 900 Second Ave S Suite 1500, Minneapolis, MN 55402January 2, 1990 - December 19, 2005
MILLER JOHNSON STEICHEN KINNARD, INC.
February 15, 1988 - January 15, 1990
LEHMAN BROTHERS INC.
March 23, 1981 - February 15, 1988
E. F. HUTTON & COMPANY INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/19/2005)
(12/19/2005)
(12/19/2005)
(12/19/2005)
(7/22/2022)
(12/19/2005)
(12/19/2005)
(8/13/2007)
(12/19/2005)
(6/27/2013)
(11/23/2021)
(12/19/2005)
Exams
FINRA
Current Firm
VAN CLEMENS & CO. INCORPORATED
CRD#: 6914 / SEC#: , 8-18414
Contact information
FINRA licenses (40 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
