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CRD#: 6914
BD

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FIRM PROFILE

Assets Under Management:No Information
Clients per Registered Employee:No Information
Total Number of Employees:No Information
Clients per Employee:No Information
Total Number of Individual Clients:No Information
Total Number of HNWI Clients:No Information
Average Individual Client Account Size:No Information
Average HNWI Account Size:No Information

Overview

VAN CLEMENS & CO. INCORPORATED is located at 900 Second Ave S Suite 1500, Minneapolis, MN 55402 and was first established at Kansas City, Minnesota in 05/15/1975. After operating for 51 years, VAN CLEMENS & CO. INCORPORATED has amassed assets under management in the amount of $0 spanning over 0 clients at the firm. A breakdown of these figures indicates that 0% of VAN CLEMENS & CO. INCORPORATED’s clients are individuals and 0% of their clients are high net worth individuals. VAN CLEMENS & CO. INCORPORATED has 0 total employees and of those employees, 0 can be registered with one or both FINRA and the SEC. 0% percentage at VAN CLEMENS & CO. INCORPORATED are registered to handle securities or provide financial advice. The firm has 8 disclosures, 7 being regulatory events, 0 being client events, and 1 events that have led to arbitration. Firm disclosures can occur for a number of reasons and we encourage every investor to review and perform their due diligence, as appropriate, before moving forward. You will be able to access VAN CLEMENS & CO. INCORPORATED‘s brochures, the Form ADV, the Customer Relationship Summary (CRS), Accountant Surprise Examination Reports, and direct owners and executive officers. You will also see a list of services offered, fees & costs, conflicts of interest, and any and all related websites to the firm. In addition to these data points, our database will allow you to find every registered employee at VAN CLEMENS & CO. INCORPORATED. Using your dashboard, you can access advisor disclosures (if any), run background checks, save, compare, and monitor your advisor for the life of your relationship. If you are still deciding which financial advisor would be best suited for your needs, our free members get access to our comparison tool which allows anyone to see relevant data points for each financial advisor and their firms in a side-by-side comparison.

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Where the Statistical Data for VAN CLEMENS & CO. INCORPORATED Comes From

Understanding the Statistics for VAN CLEMENS & CO. INCORPORATED and How They Compare to Other Firms Through Our Analysis

Average Account Value
Individuals
No Information
HNWI
No Information
Breakdown of Assets Under Management
Total Client Assets:
No Information
Individuals
No Information
HNWI
No Information
MISC
No Information
Employees
Total
No Information
Registered
No Information
Client Ratios
No Information
No Information
Clients
Total
No Information
Individuals
No Information
HNWI
No Information
Firm Disclosures
Regulatory Event
7
Arbitration
1

FIRM INFORMATION

Main Address
900 Second Ave S Suite 1500, Minneapolis, MN 55402
Mailing Address
900 Second Ave S Suite 1500, Minneapolis, MN 55402
Firm Size
Small
Phone Number
(612) 758-9140
Established
Minnesota since 05/15/1975
Firm Type
Corporation
Fiscal year end
December
Related websites
Participation or Interest in Client Transactions
Self-custody

FIRM DOCUMENTS

Customer Relationship Summary (CRS / FINRA)

DIRECT OWNERS & EXECUTIVE OFFICERS

NameTitleAquiredCRD#
VAN CLEMENS FINANCIAL CORPORATIONSHAREHOLDER
GODFREY, JOSEPH CHARLESCCO3074998
TROUSDALE, LAURENFINOP5622407

The Importance of Understanding a Firm’s Role when Evaluating an Advisor

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Advisor's working at VAN CLEMENS & CO. INCORPORATED

Wei Qiao

Wei Qiao

Steve Qiao
IAR
RR
CRD#: 7123045
Location:
Bloomington, MN 55435
Company:
VAN CLEMENS WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
6 years
View Profile
Alan Markham Jr

Alan Markham Jr

Alan E Markham Jr, Alan E Markham, Alan Edward Markham Jr, Alan Edward Markham, Alan Markham Jr
IAR
RR
CRD#: 7223772
Location:
Minneapolis, MN 55402
Company:
VAN CLEMENS WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
5 years
View Profile
RL

Robert Eugene Long JR

Bob Long Jr
IAR
RR
CRD#: 1522998
Location:
Minneapolis, MN 55402
Company:
VAN CLEMENS WEALTH MANAGEMENT, LLC
Disclosures:
Experience:
37 years
View Profile
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