James D. Coon

ENSIGN ADVISORY PARTNERS LLC

Gilbert, AZ 85297

Some features on this profile are disabled

CRD#: 7267498

Professional summary

James Dallin Coon, who also goes by James D Coon, James Dallin Coon, is a registered financial advisor currently at ENSIGN ADVISORY PARTNERS LLC located in Gilbert, Arizona.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. James has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James D Coon | James Dallin Coon

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dallin Coon's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 12, 2024 - Present

ENSIGN ADVISORY PARTNERS LLC

Office #1: 111 E. Rivulon Blvd. Suite 103b, Gilbert, AZ 85297

RIA

CRD#: 325650

Gilbert, AZ

Past

September 28, 2023 - March 1, 2024

PFG ADVISORS

RIA

CRD#: 173344

Mesa, AZ

Past

August 8, 2023 - March 7, 2024

SECURITIES AMERICA, INC.

CRD#: 10205

MESA, AZ

Past

November 10, 2022 - May 8, 2023

REGENTS PARTNERS, LLC

RIA

CRD#: 322915

SALT LAKE CITY, UT

Past

August 26, 2020 - November 7, 2022

FORESIGHT WEALTH MANAGEMENT, LLC

RIA

CRD#: 153881

DRAPER, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/12/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/13/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/25/2020

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/8/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 7/31/2023

Securities Industry Essentials Examination

Current Firm

ENSIGN ADVISORY PARTNERS LLC

ENSIGN ADVISORY PARTNERS | ENSIGN ADVISORY PARTNERS LLC

CRD#: 325650 / SEC#:

Arizona

Registered Investment Advisory firm - (5/2/2023 Approved)

California

Registered Investment Advisory firm - (5/4/2023 Approved)

Texas

Registered Investment Advisory firm - (6/20/2023 Conditional Restricted)

Utah

Registered Investment Advisory firm - (1/19/2024 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

111 E. Rivulon Blvd. Suite 103b, Gilbert, AZ 85297

Mailing Address

Phone number

(602) 507-5991

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	686
AUM (Assets Under Management)	$ 91,857,443

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Robert Bittner

AMERIPRISE FINANCIAL SERVICES, LLC

MINNEAPOLIS, MN

Trystan Downey

CERITY PARTNERS LLC

IAR

LOUISVILLE, KY

John Stoj

XYPN INVEST

IAR

Atlanta, GA

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

James D. Coon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Dallin Coon's CRS (Customer Relationship Summary).

Certified licenses

Experience

ENSIGN ADVISORY PARTNERS LLC

PFG ADVISORS

SECURITIES AMERICA, INC.

REGENTS PARTNERS, LLC

FORESIGHT WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/13/2023

Series 65

Date: 8/25/2020

Series 7TO

Date: 8/8/2023

SIE

Date: 7/31/2023

Current Firm

ENSIGN ADVISORY PARTNERS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ENSIGN ADVISORY PARTNERS LLC

TRUST BUT VERIFY

Similar Advisors