Nathan Kriplin

NORTHBRIDGE FINANCIAL GROUP

TAMPA, FL 33607

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CRD#: 7266975

Professional summary

Nathan Kriplin is a registered financial advisor currently at NORTHBRIDGE FINANCIAL GROUP, LLC located in Tampa, Florida and LPL FINANCIAL LLC located in Tampa, Florida.

Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nathan has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 6/2022 - DBA for LPL Business (entity for LPL business) - Northbridge Financial Group, LLC - Investment Related - Tampa, FL 33607 2) LPL Financial, LLC, Investment Related, 4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL, 33607, Broker Dealer, Registered Representative, 06/2022, Appx. 10 Hrs/Mnth. 3) Insurance Sales; Same Address; Investment Related; Appx. 10% of time during the month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Kriplin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 11, 2023 - Present

NORTHBRIDGE FINANCIAL GROUP, LLC

Office #1: 4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607

RIA

CRD#: 310394

TAMPA, FL

Current

June 30, 2022 - Present

LPL FINANCIAL LLC

Office #1: 4300 W. Cypress St. Suite 370, Tampa, FL 33607

RIA

CRD#: 6413

TAMPA, FL

Past

January 4, 2021 - June 23, 2022

GOLDMAN SACHS & CO. LLC

CRD#: 361

COHOES, NY

Past

September 8, 2020 - June 23, 2022

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

COHOES, NY

Past

August 7, 2020 - January 4, 2021

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NORTHBRIDGE FINANCIAL GROUP, LLC

CRD#: 310394 / SEC#: 801-119466

RIA

Registered Investment Advisory firm - (9/14/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(11/4/2024)

Florida
(6/30/2022)

IAR

Florida
(7/11/2023)

Tennessee
(10/29/2024)

Texas
(11/4/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/2/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 8/7/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/19/2020

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

NORTHBRIDGE FINANCIAL GROUP, LLC

CRD#: 310394 / SEC#: 801-119466

RIA

Registered Investment Advisory firm - (9/14/2020 Approved)

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Contact information

Main Address

4300 West Cypress Street Meridian Two Building, Suite 370, Tampa, FL 33607

Mailing Address

Phone number

(813) 877-8000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NORTHBRIDGE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (3/13/2025)

Regulatory assets under management

Total Number of Accounts	1,200
AUM (Assets Under Management)	$ 305,604,820

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Nathan Kriplin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nathan Kriplin's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

NORTHBRIDGE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/2/2020

Series 7TO

Date: 8/7/2020

SIE

Date: 5/19/2020

FINRA

Current Firm

NORTHBRIDGE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

NORTHBRIDGE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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