LM
Li Ma
ANNOVA LLC
WILMINGTON, DE 19801
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CRD#: 7266890
LM
Professional summary
Li Ma is a registered financial advisor currently at ANNOVA LLC located in Wilmington, Delaware.
Li is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Li has worked at 1 firm and has passed the Series 65 and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Li is an independent life insurance agent licensed to serve residents in California, Delaware, Florida, and Pennsylvania. The license was effective on Feb 13, 2020. Li may recommend annuities or life insurance to clients when assisting them in executing their financial plans.
CRS (Client Relationship Summary) - RIA
Click below to view Li Ma's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 2, 2020 - Present
ANNOVA LLC
Office #1: 1000 N. West Street Suite 1200, Wilmington, DE 19801RIA
CRD#: 309737
WILMINGTON, DE
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Delaware(10/2/2020)
IAR
Pennsylvania(10/13/2020)
IAR
Texas(3/30/2023)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
AL
ANNOVA LLC
ANNOVA ADVISORS | ANNOVA LLC
CRD#: 309737 / SEC#:
Delaware
Registered Investment Advisory firm - (10/2/2020 Approved)Pennsylvania
Registered Investment Advisory firm - (10/13/2020 Approved)Texas
Registered Investment Advisory firm - (3/30/2023 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1000 N. West Street Suite 1200, Wilmington, DE 19801
Mailing Address
Phone number
(302) 668-5300
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 51 |
| AUM (Assets Under Management) | $ 14,257,345 |
Red Flags
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Company Information
ANNOVA LLC
CRD#: 309737Wilmington, DE 19801TRUST BUT VERIFY
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