Richard R. Mcdonough
Professional summary
Richard Russell Mcdonough is a registered financial professional currently at CAPLIGHT MARKETS LLC located in San Francisco, California.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2021. Richard has worked at 2 firms and has passed the Series 63, Series 7TO, Series 79TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Russell Mcdonough's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 17, 2022 - Present
CAPLIGHT MARKETS LLC
Office #1: 531 Howard Street 4th Floor, San Francisco, CA 94105August 9, 2021 - October 25, 2022
EVERCORE GROUP L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2023)
(1/9/2024)
(7/1/2023)
(10/16/2023)
(1/9/2024)
(11/17/2022)
Exams
Series 7TO
Date: 11/22/2022
General Securities Representative ExaminationSeries 79TO
Date: 8/7/2021
Investment Banking Registered Representative ExaminationFINRA
Current Firm
CAPLIGHT MARKETS LLC
CRD#: 103970 / SEC#: , 8-52440
Contact information
FINRA licenses (6 States and Territories)
Red Flags
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