Allie E. Henke

SALTBOX FINANCIAL LLC

Hudson, NH

Some features on this profile are disabled

CRD#: 7266409

Professional summary

Allie Elizabeth Henke, who also goes by Allie Elizabeth Gillhooley, is a registered financial advisor currently at SALTBOX FINANCIAL LLC located in Hudson, New Hampshire.

Allie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Allie has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Allie Elizabeth Gillhooley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allie Elizabeth Henke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 21, 2024 - Present

SALTBOX FINANCIAL LLC

RIA

CRD#: 130882

Hudson, NH

Past

October 5, 2021 - February 22, 2024

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

NASHUA, NH

Past

July 14, 2021 - February 22, 2024

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NASHUA, NH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(10/10/2024)

IAR

New Hampshire
(3/21/2024)

IAR

Texas
(3/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/4/2021

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/14/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/20/2020

Securities Industry Essentials Examination

Current Firm

SALTBOX FINANCIAL LLC

CHARLO MAURER | SALTBOX FINANCIAL LLC | PEACE OF MONEY LLC | PEACE OF MONEY

CRD#: 130882 / SEC#:

Colorado

Registered Investment Advisory firm - (11/27/2024 Approved)

Idaho

Registered Investment Advisory firm - (2/25/2025 Approved)

Louisiana

Registered Investment Advisory firm - (10/13/2023 Terminated)

Massachusetts

Registered Investment Advisory firm - (4/16/1999 Approved)

New Hampshire

Registered Investment Advisory firm - (7/27/2017 Approved)

North Carolina

Registered Investment Advisory firm - (5/1/2025 Approved)

Texas

Registered Investment Advisory firm - (9/1/2021 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

110 Haverhill Rd. Suite 307, Amesbury, MA 01913

Mailing Address

Phone number

(978) 572-2071

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	184
AUM (Assets Under Management)	$ 84,931,055

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Allie E. Henke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Allie Elizabeth Henke's CRS (Customer Relationship Summary).

Certified licenses

Experience

SALTBOX FINANCIAL LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 10/4/2021

Series 7TO

Date: 7/14/2021

SIE

Date: 11/20/2020

Current Firm

SALTBOX FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SALTBOX FINANCIAL LLC

TRUST BUT VERIFY

Similar Advisors