Frank F. Brown

ARJUNA CAPITAL

DURHAM, NC 27701

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CRD#: 726605

Professional summary

Frank Farnum Brown JR is a registered financial advisor currently at ARJUNA CAPITAL, LLC located in Durham, North Carolina.

Frank is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Frank has worked at 3 firms and has passed the Series 65 and Series 2 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Farnum Brown JR's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 23, 2016 - Present

ARJUNA CAPITAL, LLC

Office #1: 353 West Main Street, Durham, NC 27701

RIA

CRD#: 283713

DURHAM, NC

Past

May 23, 2013 - August 8, 2016

BALDWIN WEALTH PARTNERS, LLC

RIA

CRD#: 105343

DURHAM, NC

Past

October 14, 2002 - August 22, 2013

TRILLIUM ASSET MANAGEMENT

RIA

CRD#: 110901

DURHAM, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARJUNA CAPITAL, LLC

CRD#: 283713 / SEC#: 801-107908

RIA

Registered Investment Advisory firm - (6/2/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/28/2017)

IAR

North Carolina
(8/23/2016)

IAR

Texas
(8/11/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/26/1996

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 2

Date: 6/6/1996

Non-Member General Securities Examination

Current Firm

ARJUNA CAPITAL, LLC

CRD#: 283713 / SEC#: 801-107908

RIA

Registered Investment Advisory firm - (6/2/2016 Approved)

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Contact information

Main Address

13 Elm Street Suite 2, Manchester, MA 01944

Mailing Address

353 West Main Street, Durham, NC 27701

Phone number

(978) 704-0112

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ARJUNA CAPITAL ADV 2A (6/5/2025)

Regulatory assets under management

Total Number of Accounts	610
AUM (Assets Under Management)	$ 598,552,202

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Frank F. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Frank Farnum Brown JR's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARJUNA CAPITAL, LLC

BALDWIN WEALTH PARTNERS, LLC

TRILLIUM ASSET MANAGEMENT

Primary Firm SEC Registration

ARJUNA CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/26/1996

Series 2

Date: 6/6/1996

Current Firm

ARJUNA CAPITAL, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARJUNA CAPITAL, LLC

TRUST BUT VERIFY

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