Fernando J. Posada
Professional summary
Fernando Juan Posada, who also goes by Fernando Juan Posada, Fernando Posada, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Tampa, Florida and FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.
Fernando is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Fernando has worked at 13 firms and has passed the Series 66, Series 63, SIE, Series 5 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Fernando Juan Posada's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
September 8, 2021 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 900 Salem Street, Smithfield, RI 02917October 8, 2021 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 17, 2021 - August 23, 2021
TRUIST ADVISORY SERVICES, INC.
February 17, 2021 - August 23, 2021
TRUIST INVESTMENT SERVICES, INC.
March 6, 2018 - February 17, 2021
BB&T SECURITIES, LLC
March 5, 2018 - February 17, 2021
BB&T SECURITIES, LLC
October 26, 2015 - March 5, 2018
INVESTMENT PROFESSIONALS, INC.
October 23, 2015 - March 5, 2018
INVESTMENT PROFESSIONALS, INC.
May 14, 2013 - October 26, 2015
TRUIST INVESTMENT SERVICES, INC.
April 26, 2013 - October 26, 2015
TRUIST INVESTMENT SERVICES, INC.
November 9, 2011 - May 3, 2013
FIFTH THIRD SECURITIES, INC.
November 3, 2011 - May 3, 2013
FIFTH THIRD SECURITIES, INC.
October 11, 2006 - November 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
October 10, 2006 - November 1, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1998 - October 18, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 1, 1998 - October 18, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
July 16, 1996 - January 1, 1998
NATIONSSECURITIES
June 30, 1994 - July 16, 1996
UBS FINANCIAL SERVICES INC.
June 7, 1993 - July 6, 1994
NATIONSSECURITIES
June 3, 1986 - June 7, 1993
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 23, 1981 - April 25, 1986
CITIGROUP GLOBAL MARKETS INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
Series 5
Date: 11/13/1981
Interest Rate Options ExaminationFINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
