CC
Charles J. Cawley
STRATEGIC ADVISERS LLC
BOSTON, MA
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CRD#: 7265793
CC
Professional summary
Charles James Cawley IV, who also goes by Charles James Cawley, Cj Cawley, Charles Cawley, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Boston, Massachusetts and FIDELITY BROKERAGE SERVICES LLC located in Hingham, Massachusetts.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Charles has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Charles James Cawley | Cj Cawley | Charles Cawley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA-102169|OrgNmn:Pristine Pearls Project|Org Addr:Virginia B,Virginia,US|OBA Nature:Increase access to quality den|Invst Rel:N|Title:Director|Duties:I will review applications and have a vote as part of a larger group in terms of what applicant will receive funding for necessary dental work|StrtDt:10-11-24|TotHrs/mon:5|TrdHrs/mon:0|
CRS (Client Relationship Summary) - RIA
Click below to view Charles James Cawley IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 50 Derby St Ste 100, Hingham, MA 02043-3740RIA
CRD#: 104555
BOSTON, MA
Current
May 23, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 50 Derby St, Ste 100, Hingham, MA 02043-3740BD
CRD#: 7784
Hingham, MA
Past
June 13, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
PORTLAND, ME
Past
August 18, 2021 - April 27, 2022
MML INVESTORS SERVICES, LLC
RIA
CRD#: 10409
FALMOUTH, ME
Past
June 10, 2021 - April 26, 2022
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
FALMOUTH, ME
Past
October 6, 2020 - January 22, 2021
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
MERRIMACK, NH
Past
September 3, 2020 - January 21, 2021
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
MERRIMACK, NH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/21/2022)
RR
Alaska(11/21/2022)
RR
Arizona(11/21/2022)
RR
Arkansas(11/21/2022)
RR
California(11/21/2022)
RR
Colorado(11/21/2022)
RR
Connecticut(11/21/2022)
RR
Delaware(11/21/2022)
RR
District of Columbia(11/21/2022)
RR
Florida(11/21/2022)
RR
Georgia(11/21/2022)
RR
Hawaii(11/21/2022)
RR
Idaho(11/21/2022)
RR
Illinois(11/21/2022)
RR
Indiana(11/21/2022)
RR
Kansas(11/21/2022)
RR
Louisiana(11/21/2022)
RR
Maine(5/24/2022)
IAR
Maine(3/31/2025)
RR
Maryland(11/21/2022)
RR
Massachusetts(11/21/2022)
IAR
Massachusetts(3/31/2025)
RR
Michigan(11/21/2022)
RR
Minnesota(11/21/2022)
RR
Mississippi(11/21/2022)
RR
Missouri(11/21/2022)
RR
Montana(11/21/2022)
RR
Nebraska(11/21/2022)
RR
Nevada(11/21/2022)
RR
New Hampshire(11/21/2022)
RR
New Jersey(11/21/2022)
RR
New Mexico(11/21/2022)
RR
New York(11/21/2022)
RR
North Carolina(11/21/2022)
RR
Ohio(11/22/2022)
RR
Oklahoma(11/21/2022)
RR
Oregon(11/21/2022)
RR
Pennsylvania(11/21/2022)
RR
Puerto Rico(11/21/2022)
RR
Rhode Island(11/21/2022)
RR
South Carolina(11/21/2022)
RR
Tennessee(11/21/2022)
RR
Texas(11/21/2022)
IAR
Texas(3/31/2025)
RR
Utah(11/21/2022)
RR
Vermont(11/21/2022)
RR
Virgin Islands(11/21/2022)
RR
Virginia(11/21/2022)
RR
Washington(11/21/2022)
RR
Wisconsin(11/21/2022)
RR
Wyoming(11/21/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/3/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
