John F. Valliades
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Fotis Valliades was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1981. John had worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 28, 1998 - April 5, 2018
PETERSEN INVESTMENTS, INC.
May 13, 1997 - April 20, 1998
GRUNTAL & CO., L.L.C.
March 27, 1995 - May 30, 1997
GRAYSON FINANCIAL LLC
July 31, 1993 - March 1, 1995
CITIGROUP GLOBAL MARKETS INC.
February 6, 1991 - July 31, 1993
LEHMAN BROTHERS INC.
October 15, 1984 - March 7, 1991
CITIGROUP GLOBAL MARKETS INC.
March 23, 1981 - October 5, 1984
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PETERSEN INVESTMENTS, INC.
CRD#: 38537 / SEC#: , 8-48306
Contact information
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
Red Flags
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