Terrance P. Hennessy

GRAVER CAPITAL MANAGEMENT

Columbus, OH 43220

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CRD#: 7264151

Professional summary

Terrance P Hennessy III, who also goes by Terry Hennessy, is a registered financial advisor currently at GRAVER CAPITAL MANAGEMENT, LLC located in Columbus, Ohio.

Terrance is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Terrance has worked at 3 firms and has passed the Series 65, Series 63, Series 99TO, Series 6TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Terry Hennessy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Fixed Insurance; Investment Related; 1550 Old Henderson Road Unit E-273, Columbus, OH 43220; Fixed/Traditional Insurance; Title - Agent; Start - 8/2021; 10 Hrs/Mth; 10 During Securities Trading Hrs; Sales of Fixed/Traditional Insurance Products. 2) Claire de Leigh; Non-Investment Related; 1369 Grandview Ave, Columbus OH 43212; Restaurant; Title - Manager; Start - 10/2017; 4 Hrs/Mth; 0 During Securities Trading Hrs; Maintaining Restaurant Operations.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrance P Hennessy III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2021 - Present

GRAVER CAPITAL MANAGEMENT, LLC

Office #1: 1550 Old Henderson Road Suite E-273, Columbus, OH 43220

RIA

CRD#: 312515

Columbus, OH

Past

September 9, 2021 - December 31, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Columbus, OH

Past

August 14, 2020 - September 2, 2021

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Columbus, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAVER CAPITAL MANAGEMENT, LLC

CRD#: 312515 / SEC#: 801-132265

RIA

Registered Investment Advisory firm - (3/28/2025 Approved)

Ohio

Registered Investment Advisory firm - (3/31/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/31/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(12/20/2021)

IAR

Texas
(9/12/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/18/2021

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/31/2020

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 6TO

Date: 8/14/2020

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 7/13/2020

Securities Industry Essentials Examination

Current Firm

GRAVER CAPITAL MANAGEMENT, LLC

CRD#: 312515 / SEC#: 801-132265

RIA

Registered Investment Advisory firm - (3/28/2025 Approved)

Ohio

Registered Investment Advisory firm - (3/31/2025 Terminated)

Texas

Registered Investment Advisory firm - (3/31/2025 Terminated)

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Contact information

Main Address

1550 Old Henderson Road Suite E-273, Columbus, OH 43220

Mailing Address

Phone number

(614) 499-2500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GRAVER CAPITAL DISCLOSURE BROCHURE (9/17/2025)

Regulatory assets under management

Total Number of Accounts	451
AUM (Assets Under Management)	$ 121,978,874

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Terrance P. Hennessy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terrance P Hennessy III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

GRAVER CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/18/2021

Series 63

Date: 8/31/2020

Series 99TO

Date: 1/2/2023

Series 6TO

Date: 8/14/2020

SIE

Date: 7/13/2020

Current Firm

GRAVER CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAVER CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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