Zachary D. Harstad
Professional summary
Zachary David Harstad is a registered financial professional currently at WALLEYE TRADING LLC located in Wayzata, Minnesota.
Zachary is registered as a RR (Registered Representative) and started their career in finance in 2023. Zachary has worked at 2 firms and has passed the Series 99TO, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Zachary David Harstad's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 26, 2024 - Present
WALLEYE TRADING LLC
Office #1: 401 Lake Street East 3rd Floor, Wayzata, MN 55391March 23, 2023 - November 13, 2024
RBC CAPITAL MARKETS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 10/9/2023
Operations Professional ExaminationSeries 7TO
Date: 3/23/2023
General Securities Representative ExaminationBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
WALLEYE TRADING LLC
CRD#: 136196 / SEC#: , 8-66988
Contact information
Documents
Disclosures
| Regulatory Event | 14 |
Red Flags
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