MR
Mandy M. Roberts
THRIVENT INVESTMENT MANAGEMENT
Wausau, WI
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CRD#: 7263800
MR
Professional summary
Mandy Megan Roberts, who also goes by Mandy Megan Roberts Wright, Mandy Megan Wright, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Wausau, Wisconsin.
Mandy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Mandy has worked at 1 firm and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mandy Megan Roberts Wright | Mandy Megan Wright
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
WAUSAU SCHOOL DISTRICT POSITION: Substitute Teacher NATURE: Wausau School District oversees our local public schools. INVESTMENT RELATED: No NUMBER OF HOURS: 16 SECURITIES TRADING HOURS: 16 START DATE: 10/01/2022 ADDRESS: 415 Seymour Street, Wausau WI 54403, United States DESCRIPTION: I would like to substitute teach in the local high school 1-2 days/month. This is a paid position and includes responsibilities for classroom management, communications with students and staff, and delivery of lesson plans. BE BLUE LLC POSITION: owner NATURE: be blue LLC will be the umbrella business for me to run yoga retreats, teach yoga classes, and host health/wellness classes. INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2023 ADDRESS: 2016 Ewing Street, Wausau WI 54403, United States DESCRIPTION: I will be teaching yoga classes and hosting occasional yoga/wellness retreats. I will manage all finances. I do not plan to hire any employees or own or rent any buildings. WOODSON YMCA WAUSAU BRANCH POSITION: Yoga Instructor NATURE: Yoga instructor INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 3 START DATE: 02/15/2024 ADDRESS: N 3rd Street, Wausau WI 54403, United States DESCRIPTION: Teach yoga one-three hours/week on site. WISCONSIN PUBLIC RADIO ASSOCIATION POSITION: WPR Board Member NATURE: Wisconsin Public Radio provides informative programming and music to the state of Wisconsin. The WPR Association Board represents the 50,000 members in general as a well as on one of four committees; governance, development, finance, and joint advocacy (in combination with Wisconsin Public Television). INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2024 ADDRESS: 821 University Avenue, Madison WI 53706, United States DESCRIPTION: I will serve as a general member of the board, helping to guide it's mission of supporting Wisconsin Public Radio. I will also serve as a member of one of the four committees. AFTER HOURS ROTARY POSITION: Community Engagement Co-chair NATURE: After Hours Rotary brings the values of diversity, volunteerism and community awareness to the Greater Wausau Area. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/10/2025 ADDRESS: 2401 Sarus Lane, Weston WI 54476, United States DESCRIPTION: I will help seek out volunteer opprtunities in the coomunity and coordinate club members. KAUL FOR ATTORNEY GENERAL POSITION: Treasurer NATURE: Josh Kaul is the Attorney General for Wisconsin. This is his campaign committee. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2019 ADDRESS: PO Box 5522, Madison WI 53705, United States DESCRIPTION: I review the campaign reports and lend my official approval for submission with the State of Wisconsin Campaign Finance review committee. If asked, I would help solicit campaign donations by hosting an event. In addition, my name may be used on any campaign materials as the treasurer.
CRS (Client Relationship Summary) - RIA
Click below to view Mandy Megan Roberts's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Mandy Megan Roberts's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 12, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #2: 300 N 3rd Street, Wausau, WI 54403RIA
BD
CRD#: 18387
Wausau, WI
Current
September 18, 2020 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 300 N 3rd Street, Wausau, WI 54403RIA
BD
CRD#: 18387
Wausau, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(8/8/2022)
RR
Illinois(5/24/2024)
RR
Indiana(9/5/2023)
RR
Kentucky(5/24/2024)
RR
Michigan(10/15/2021)
RR
Minnesota(5/24/2024)
RR
North Carolina(8/13/2021)
RR
Oregon(8/28/2024)
RR
Wisconsin(10/12/2020)
IAR
Wisconsin(10/12/2020)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 9/18/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
