Quinten S. Wise

BEACON ASSOCIATES WEALTH MANAGEMENT

Maumee, OH 43537

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CRD#: 7263661

Professional summary

Quinten Steven Wise is a registered financial advisor currently at BEACON ASSOCIATES WEALTH MANAGEMENT, LLC located in Maumee, Ohio.

Quinten is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Quinten has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Beacon Associates Insurance Agency, LLC; Investment-related; 1755 Indianwood Circle, Suite 200, Maumee, OH 43537; Insurance sales; Insurance Agent; 06/2020; Approx. 80 hours/month; Approx. 80 hours/month during securities trading hours; Insurances sales. 2) American Financial Education Alliance; Non-Investment related; Maumee, OH; Social Security and Retirement Planning Workshops; Financial Educator; 08/2022; Approx 6 hours/month during non-trading; educating individuals on social security and retirement planning.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Quinten Steven Wise's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2022 - Present

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

Office #1: 1755 Indianwood Circle, Suite 200, Maumee, OH 43537

RIA

CRD#: 318651

Maumee, OH

Past

June 11, 2020 - April 8, 2022

SIMPLICITY WEALTH

RIA

CRD#: 300572

Maumee, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(7/25/2022)

IAR

Ohio
(3/14/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/15/2019

Uniform Investment Adviser Law Examination

Current Firm

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

CRD#: 318651 / SEC#:

Michigan

Registered Investment Advisory firm - (7/22/2022 Approved)

North Carolina

Registered Investment Advisory firm - (6/24/2024 Approved)

Ohio

Registered Investment Advisory firm - (3/14/2022 Approved)

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Contact information

Main Address

1755 Indianwood Circle, Suite 200, Maumee, OH 43537

Mailing Address

Phone number

(419) 482-0280

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	592
AUM (Assets Under Management)	$ 81,059,506

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Quinten S. Wise

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Quinten Steven Wise's CRS (Customer Relationship Summary).

Certified licenses

Experience

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

SIMPLICITY WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 4/15/2019

Current Firm

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

BEACON ASSOCIATES WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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