Austin T. Avery

FINANCIAL STRATEGIES GROUP

Fargo, ND 58102

Some features on this profile are disabled

CRD#: 7263602

Professional summary

Austin Thomas Avery, who also goes by Austin Avery, is a registered financial advisor currently at FINANCIAL STRATEGIES GROUP located in Fargo, North Dakota and PURSHE KAPLAN STERLING INVESTMENTS located in Fargo, North Dakota.

Austin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Austin has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Austin Avery

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Thomas Avery's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 11, 2022 - Present

FINANCIAL STRATEGIES GROUP

Office #1: 1220 28th Avenue North, Fargo, ND 58102

RIA

CRD#: 122030

Fargo, ND

Current

January 16, 2026 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 1220 28th Ave N, Fargo, ND 58102

CRD#: 35747

Fargo, ND

Past

February 13, 2024 - January 22, 2026

SECURE ASSET MANAGEMENT, L.L.C.

RIA

CRD#: 144046

Fargo, ND

Past

February 13, 2024 - January 22, 2026

AURORA SECURITIES

CRD#: 46147

Fargo, ND

Past

December 10, 2021 - April 23, 2024

CLASSIC, LLC

CRD#: 159357

FARGO, ND

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FINANCIAL STRATEGIES GROUP

CLASSIC ASSET MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP, INC. | FINANCIAL STRATEGIES GROUP

CRD#: 122030 / SEC#: 801-67302

RIA

Registered Investment Advisory firm - (12/1/2006 Approved)

North Dakota

Registered Investment Advisory firm - (12/6/2006 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Kansas
(1/16/2026)

Michigan
(1/16/2026)

Minnesota
(1/16/2026)

North Carolina
(1/16/2026)

IAR

North Dakota
(3/11/2022)

North Dakota
(1/16/2026)

IAR

Texas
(1/23/2024)

Wisconsin
(1/16/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/27/2022

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/10/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/4/2021

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

FINANCIAL STRATEGIES GROUP

CLASSIC ASSET MANAGEMENT, LLC | FINANCIAL STRATEGIES GROUP, INC. | FINANCIAL STRATEGIES GROUP

CRD#: 122030 / SEC#: 801-67302

RIA

Registered Investment Advisory firm - (12/1/2006 Approved)

North Dakota

Registered Investment Advisory firm - (12/6/2006 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1220 28th Avenue North, Fargo, ND 58102

Mailing Address

Phone number

(701) 234-0103

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLASSIC ASSET MANAGEMENT, LLC ADV BROCHURE (1/29/2026)

Regulatory assets under management

Total Number of Accounts	1,346
AUM (Assets Under Management)	$ 189,148,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Dominick Leuzzi

THE ASCENT GROUP, LLC

IAR

Wayne, PA

Stephen Johnson

GREAT BAY WEALTH MANAGEMENT

IAR

Roswell, GA

Peter Garelick

GLOBAL FINANCIAL ADVISORY SERVICES, INC.

IAR

Valencia, CA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Austin T. Avery

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Austin Thomas Avery's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

SECURE ASSET MANAGEMENT, L.L.C.

AURORA SECURITIES

CLASSIC, LLC

Primary Firm SEC Registration

FINANCIAL STRATEGIES GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 1/27/2022

Series 7TO

Date: 12/10/2021

SIE

Date: 5/4/2021

FINRA

Current Firm

FINANCIAL STRATEGIES GROUP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FINANCIAL STRATEGIES GROUP

TRUST BUT VERIFY

Similar Advisors