Nicholas D. Ardakani
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicholas Delange Ardakani, who also goes by Nicholas Ardakani, was a registered financial professional .
Nicholas is a previously registered financial professional and started their career in finance in 2021. Nicholas had worked at 2 firms and has passed the Series 63, Series 79TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 2, 2022 - March 8, 2023
YIELDSTREET MARKETS LLC
August 27, 2021 - May 10, 2022
BOFA SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Series 79TO
Date: 8/27/2021
Investment Banking Registered Representative ExaminationCurrent Firm
YIELDSTREET MARKETS LLC
CRD#: 172295 / SEC#: , 8-69506
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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