DJ
Douglas A. Joslin
CETERA INVESTMENT ADVISERS LLC
PUNTA GORDA, FL 33950
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CRD#: 7262523
DJ
Professional summary
Douglas Allen Joslin, who also goes by Dj Joslin, Doug Joslin, Douglas Allen Joslin, Douglas Joslin, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Punta Gorda, Florida and CETERA WEALTH SERVICES, LLC located in Punta Gorda, Florida.
Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Douglas has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dj Joslin | Doug Joslin | Douglas Allen Joslin | Douglas Joslin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: TWITCH INTERACTIVE, INC. INVESTMENT RELATED: NO ADDRESS: PUNTA GORDA, FL 33982 NATURE OF BUSINESS: VIDEO GAME BROADCASTING POSITION/TITLE/RELATIONSHIP: TWITCH AFFILIATE/STREAMER APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: IT IS A HOBBY OF MINE THAT I AM LUCKY ENOUGH TO GET PAID TO DO FROM TIME TO TIME. I STREAM MOSTLY IN PART TO KEEP UP WITH FRIENDS AND FAMILY AS THIS ALLOWS A GREAT SOCIAL SPACE FOR US TO INTERACT. VIEWERS ARE ABLE TO ENTER AND CHAT WITH ME ABOUT THE GAMES, LIFE, ETC. VIEWERS BOTH IN AND OUTSIDE OF FRIENDS AND FAMILY ARE ABLE TO JOIN. AS A TWITCH AFFILIATE, I AM ABLE TO USE TWITCH'S PLATFORM FOR MONETARY GAINS IN WHICH THE VIEWERS ARE ABLE TO SUPPORT THE STREAM AND ME HAVING THE TIME TO DO SO BY SUBSCRIBING, DONATING, CHEERING, AND AD REVENUE. I HAVE FOUND STREAMING TO BE A MAJOR STRESS RELIEVING AND A GREAT OUTSIDE ACTIVITY. I JUST HAPPEN TO BE IN A POSITION WHERE THOSE THAT WATCH WANT TO SUPPORT IN ORDER TO CONTINUE TO IMPROVE THE STREAMS. I STREAM AT NIGHT OR IN THE EVENING PAST WORK HOURS FOR A COUPLE DAYS A WEEK DEPENDING ON MY AVAILABILITY. I DO NOT HAVE A ENFORCED SCHEDULE THAT I MUST FOLLOW AND HAVE FLEXIBILITY WITH THIS ACTIVITY. I STREAM MYSELF PLAYING VIDEO GAMES AS AN ENTERTAINER FROM MY HOME. I INTERACT WITH THE PEOPLE WHO TUNE IN AS PART OF THIS ENTERTAINMENT. IT IS MOSTLY FRIENDS AND FAMILY WHO TUNE IN TO CATCH UP OR PLAY WITH DEPENDING ON THE STREAM. ESSENTIALLY, I JUST PLAY VIDEO GAMES AND PEOPLE COME IN TO WATCH AND TALK ABOUT THE GAME THAT I AM PLAYING.; 2. NAME OF OTHER BUSINESS: CLEAR VIEW FINANCIAL SERVICES, LLC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2024, POSITION/TITLE/RELATIONSHIP: OWNER/PARTNER, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: TAKE STOCK IN CHILDREN INVESTMENT RELATED: NO, ADDRESS: 18150 MURDOCK CIR, PORT CHARLOTTE, FL, 33948 NATURE OF BUSINESS: NON-PROFIT, START DATE: 02/2022, POSITION/TITLE/RELATIONSHIP: MENTOR, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING, BRIEF DESCRIPTION OF DUTIES: DEVOTE TIME TO THE DEVELOPMENT, SUPPORT, GUIDANCE, AND ENCOURAGEMENT OF STUDENT IN PROGRAM; 4. NAME OF OTHER BUSINESS: CHARLOTTE COMMUNITY FOUNDATION INVESTMENT RELATED: NO; ADDRESS: 227 SULLIVAN ST, PUNTA GORDA, FL 33950; NATURE OF BUSINESS: BOARD; START DATE: 6/2024; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: VOLUNTEER ON AD HOC COMMITTEE - ASSIST CCF'S FINANCE AND AUDIT COMMITTEE THROUGH THE RFP PROCESS;
CRS (Client Relationship Summary) - RIA
Click below to view Douglas Allen Joslin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 25, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 223 Taylor Street Suite 121, Punta Gorda, FL 33950RIA
CRD#: 105644
PUNTA GORDA, FL
Current
November 17, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 223 Taylor Street Suite 121, Punta Gorda, FL 33950BD
CRD#: 13572
Punta Gorda, FL
Past
January 11, 2022 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
July 10, 2021 - November 2, 2021
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(1/4/2023)
RR
Colorado(1/4/2023)
RR
Connecticut(1/4/2023)
RR
Florida(11/17/2021)
IAR
Florida(5/25/2023)
RR
Georgia(1/4/2023)
RR
Idaho(1/3/2024)
RR
Illinois(1/4/2023)
RR
Iowa(1/3/2024)
RR
Louisiana(1/3/2024)
RR
Maryland(1/3/2024)
RR
Massachusetts(1/4/2023)
RR
Michigan(1/3/2024)
RR
Mississippi(1/3/2024)
RR
Missouri(1/4/2023)
RR
Nevada(3/12/2024)
RR
New Hampshire(10/28/2025)
RR
New Jersey(1/3/2024)
RR
New York(1/4/2023)
RR
North Carolina(1/4/2023)
RR
Texas(1/3/2024)
IAR
Texas(2/5/2024)
RR
Virginia(5/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/10/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
