Teslim O. Belo-osagie
Professional summary
Teslim Osahon Belo-osagie was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Teslim is a previously registered financial professional and started their career in finance in 2020. Prior to being barred, Teslim had worked at 1 firm, which includes STANDARD CHARTERED SECURITIES NORTH AMERICA LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 31, 2020 - July 8, 2024
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 8/31/2020
Investment Banking Registered Representative ExaminationCurrent Firm
STANDARD CHARTERED SECURITIES NORTH AMERICA LLC
CRD#: 130847 / SEC#: , 8-66397
Contact information
FINRA licenses (3 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD CHARTERED HOLDINGS INC. | OWNER | |
| DEFILIPPO, MANDY J | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 7184614 |
| HAUSCHILD, AUGUST DANIEL | ANTI MONEY LAUNDERING COMPLIANCE OFFICER | 4287421 |
| JONES, PAUL FAULKNER | CHIEF RISK OFFICER | 7630280 |
| NIELSEN, PETER | FINANCIAL AND OPERATIONS PRINCIPAL | 1072259 |
| PAULIC, JACINTA | CHIEF COMPLIANCE OFFICER, HEAD, CFCC ADVISORY FM AMERICAS | 5823367 |
Red Flags
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