Anthony J. Martino
Professional summary
Anthony Joseph Martino, who also goes by Anthony Jospeh Martino, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Parsippany, New Jersey and CETERA ADVISORS LLC located in Parsippany, New Jersey.
Anthony is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Anthony has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Anthony Joseph Martino's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 50 Parsippany Road Suite 301, Parsippany, NJ 07054November 16, 2021 - Present
CETERA ADVISORS LLC
Office #1: 50 Parsippany Road Suite 301, Parsippany, NJ 07054November 18, 2021 - March 21, 2024
CETERA ADVISORS LLC
September 30, 2020 - November 17, 2021
SECURIAN FINANCIAL SERVICES, INC.
June 29, 2020 - November 17, 2021
SECURIAN FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 6/29/2020
General Securities Representative ExaminationFINRA
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
