Brennan M. Henry
Professional summary
Brennan M Henry, who also goes by Brennan Henry, is a registered financial advisor currently at PGIM INVESTMENTS LLC located in Newark, New Jersey and PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC located in Newark, New Jersey.
Brennan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2024. Brennan has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Brennan M Henry's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 23, 2025 - Present
PGIM INVESTMENTS LLC
Office #1: 655 Broad Street, Newark, NJ 07102July 23, 2025 - Present
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
Office #1: 655 Broad Street, Newark, NJ 07102November 23, 2024 - July 7, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 24, 2024 - July 7, 2025
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/27/2025)
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Exams
Series 7TO
Date: 4/24/2024
General Securities Representative ExaminationFINRA
Current Firm
PGIM INVESTMENTS LLC
CRD#: 105670 / SEC#: 801-31104
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 196 |
| AUM (Assets Under Management) | $ 322,085,635,448 |
Red Flags
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