Nathan A. Zandt
STRATEGIC ADVISERS LLC | Planning Consultant
COLORADO SPRINGS, CO
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CRD#: 7261667
Professional summary
Nathan Alan Zandt, who also goes by Nate Zandt, Nathan Zandt, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Colorado Springs, Colorado and FIDELITY BROKERAGE SERVICES LLC located in Colorado Springs, Colorado.
Nathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. Nathan has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
As a Planning Consultant, my mission is to utilize every amazing Fidelity resource to attempt to improve your financial situation. Since every person and family is unique, it's important that I partner with clients to craft a plan that is both customized specifically to your situation and flexible enough to adapt as your needs change over time.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Nate Zandt | Nathan Zandt
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Nathan Alan Zandt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
DePaul University
Certificate of Financial Planning - Financial Planning
California University of PA
Master of Sports Management - Sports Management
2009
University of Michigan
Bachelor of Arts (BA) - General Studies
2006
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 10855 Hidden Pool Heights Suite 100, Colorado Springs, CO 80908-5231RIA
CRD#: 104555
COLORADO SPRINGS, CO
Current
May 24, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 10855 Hidden Pool Heights Suite 100, Colorado Springs, CO 80908BD
CRD#: 7784
Colorado Springs, CO
Past
May 31, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
COLORADO SPRINGS, CO
Past
July 10, 2020 - May 10, 2022
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
COLORADO SPRINGS, CO
Past
June 10, 2020 - May 10, 2022
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
COLORADO SPRINGS, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/4/2025)
RR
Arizona(8/15/2023)
RR
California(8/15/2023)
RR
Colorado(5/24/2022)
IAR
Colorado(3/31/2025)
RR
Florida(8/15/2023)
RR
Hawaii(5/7/2024)
RR
Idaho(5/19/2025)
RR
Illinois(8/9/2024)
RR
Kansas(8/20/2024)
RR
Maryland(8/24/2023)
RR
Massachusetts(5/3/2024)
RR
Michigan(2/7/2024)
RR
Minnesota(12/19/2023)
RR
Missouri(8/15/2023)
RR
Nebraska(8/15/2023)
RR
New Jersey(6/20/2024)
RR
New Mexico(8/15/2023)
RR
New York(3/2/2024)
RR
North Carolina(9/8/2023)
RR
Oklahoma(8/15/2023)
RR
Oregon(9/11/2023)
RR
Pennsylvania(1/4/2025)
RR
South Carolina(1/4/2025)
RR
Tennessee(3/12/2024)
RR
Texas(8/15/2023)
IAR
Texas(3/31/2025)
RR
Utah(8/15/2023)
RR
Virginia(9/29/2023)
RR
Washington(1/22/2024)
RR
Wisconsin(9/27/2023)
RR
Wyoming(8/15/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 6/10/2020
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
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Company Information
STRATEGIC ADVISERS LLC
Planning ConsultantCRD#: 104555Colorado Springs, COTRUST BUT VERIFY
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Contact information
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