Joshua M. Chan
STRATEGIC ADVISERS LLC | Financial Consultant
CHANDLER, AZ 85226
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CRD#: 7261526
Professional summary
Joshua Ming Yan Chan, CFP®, who also goes by Joshua Ming Yan Chan, Joshua M Chan, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Chandler, Arizona and FIDELITY BROKERAGE SERVICES LLC located in Chandler, Arizona.
Joshua is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2021. Joshua has worked at 4 firms and has passed the Series 66, Series 7TO and SIE exams.
Biography
I believe planning is about bringing a concept into reality. A great financial plan begins with a client's aspirations and understanding of the options available to them. I partner with clients to show how decisions made now can create a meaningful impact for their future.
Question & Answer
What are your service offerings?
Comprehensive Financial Planni...
Budgeting
Employee and Employer Plan Ben...
Retirement Income Management
Insurance Planning
Socially Responsible Investing
Investment Planning
Debt Management
Life Transitions
Education Planning
Tax Planning
Inheritance
Retirement Planning
Estate Planning
Social Security Planning
What is your minimum asset requirement?
250K
Are you a "fiduciary"?
Yes
Aliases
Joshua Ming Yan Chan | Joshua M Chan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Joshua Ming Yan Chan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Education
Arizona State University
Bachelor of Science (BS) - Finance
2013
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #1: 3100 West Ray Road Suite 334, Chandler, AZ 85226Office #3: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226RIA
CRD#: 104555
CHANDLER, AZ
Current
February 7, 2022 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 7001 West Ray Road Chandler Pavilions, Chandler, AZ 85226Office #2: 3100 West Ray Road Suite 201, Chandler, AZ 85226BD
CRD#: 7784
Chandler, AZ
Past
February 23, 2022 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
CHANDLER, AZ
Past
February 18, 2021 - January 19, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHANDLER, AZ
Past
January 7, 2021 - January 19, 2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHANDLER, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(3/25/2023)
RR
Arizona(2/9/2022)
IAR
Arizona(3/31/2025)
RR
California(2/7/2022)
RR
Colorado(2/20/2024)
RR
District of Columbia(11/5/2024)
RR
Florida(7/21/2023)
RR
Georgia(6/5/2023)
RR
Hawaii(5/3/2024)
RR
Illinois(12/18/2024)
RR
Iowa(11/7/2023)
RR
Kansas(6/9/2025)
RR
Louisiana(10/10/2024)
RR
Maryland(10/30/2023)
RR
Massachusetts(11/6/2024)
RR
Michigan(8/21/2024)
RR
Minnesota(4/5/2023)
RR
Mississippi(10/10/2024)
RR
Missouri(10/10/2024)
RR
Nevada(2/7/2022)
RR
New Mexico(2/7/2022)
RR
New York(11/27/2024)
RR
Ohio(9/6/2023)
RR
Oregon(10/10/2024)
RR
Pennsylvania(5/6/2025)
RR
South Carolina(5/22/2023)
RR
South Dakota(5/19/2023)
RR
Texas(4/22/2022)
IAR
Texas(3/31/2025)
RR
Utah(2/7/2022)
RR
Virginia(10/10/2024)
RR
Washington(3/1/2024)
RR
Wisconsin(11/5/2024)
RR
Wyoming(6/11/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/5/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Chandler, AZ 85226TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
