MS
Mark F. Saran
NORTH SHORE PRIVATE ASSET MANAGEMENT
Lake Forest, IL 60045
Some features on this profile are disabled
CRD#: 726113
MS
Professional summary
Mark Francis Saran, who also goes by Mark F Saran, is a registered financial advisor currently at NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC located in Lake Forest, Illinois and LEVEL FOUR FINANCIAL, LLC located in Lake Forest, Illinois.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1981. Mark has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mark F Saran
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. IRONWOOD INDUSTRIES, NON INVESTMENT RELATED, 115 S. BRADLEY ROAD, LIBERTYVILLE, IL 60048, MANUFACTURING, BOARD MEMBER, START DATE 1/3/2000 , 4 HRS PER MTH / 1 HOUR DURING TRADING. 2. DBA: NORTH SHORE PRIVATE ASSET MANAGEMENT, INVESTMENT RELATED, 222 E WISCONSIN STE 100 LAKE FOREST, 50 HRS A MONTH, 50 HRS DURING TRADING HOURS, WWW.NSPRIVATEAM.COM DBA WEBSITE, INVESTMENT ADVISORY SERVICES, START DATE OCT 14. 3. INVESTMARK, LLC, NON-INVESTMENT RELATED, 222 E WISCONSON STE 100 LAKE FOREST, PASS THROUGH COMPANY FOR RIA FEES, INDEPENDENT INSURANCE AGENT, MANAGING MEMBER, START DATE 1/8/2015, 1 HR A MONTH, 0 HR DURING TRADING HOURS HOURS. 4. LAKE FOREST LIBRARY FOUNDATION; LAKE FOREST, IL; NON-INVESTMENT RELATED; START DATE 10/25/2020; BOARD MEMBER; PLANNING & FUND RAISING; DEVOTE 4 HRS PER MONTH; 1 HR DURING TRADING HOURS. 5. IL RIVER VALLEY PROP; ELMHURST, IL; NON-INVESTMENT RELATED; START DATE 1/2014; OWNER; RENTAL PROPERTIES; DEVOTE 0 HRS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Francis Saran's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 8, 2015 - Present
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC
Office #1: 222 E. Wisconsin Ave Suite 102, Lake Forest, IL 60045RIA
CRD#: 130132
Lake Forest, IL
Current
October 1, 2014 - Present
LEVEL FOUR FINANCIAL, LLC
Office #1: 222 E. Wisconsin Suite 100, Lake Forest, IL 60045BD
CRD#: 25700
Lake Forest, IL
Past
April 8, 2015 - December 31, 2022
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC
RIA
CRD#: 130132
LAKE FOREST, IL
Past
August 3, 2007 - October 1, 2014
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
LAKE FOREST, IL
Past
August 3, 2007 - October 1, 2014
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
LAKE FOREST, IL
Past
February 18, 2005 - August 6, 2007
NORTH STAR INVESTMENT MANAGEMENT CORPORATION
RIA
CRD#: 117681
CHICAGO, IL
Past
October 30, 2001 - August 6, 2007
NORTH STAR INVESTMENT SERVICES, INC.
BD
CRD#: 7984
LAKE FOREST, IL
Past
September 8, 1992 - November 5, 2001
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Past
June 25, 1991 - October 22, 1991
OGILVIE SECURITY ADVISORS CORPORATION
BD
CRD#: 10105
CHICAGO, IL
Past
March 14, 1989 - September 30, 1992
NORTHERN TRUST SECURITIES, INC.
BD
CRD#: 7927
CHICAGO, IL
Past
March 23, 1981 - March 10, 1989
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NS
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC
CRD#: 130132 / SEC#: 801-92175
RIA
Registered Investment Advisory firm - (4/17/2015 Approved)Illinois
Registered Investment Advisory firm - (4/17/2015 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/2/2024)
RR
Arizona(10/1/2014)
RR
Arkansas(10/1/2014)
RR
California(10/1/2014)
RR
Colorado(10/1/2014)
RR
Florida(10/1/2014)
RR
Georgia(10/1/2014)
RR
Illinois(10/1/2014)
IAR
Illinois(4/8/2015)
RR
Indiana(10/1/2014)
RR
Iowa(10/1/2014)
RR
Massachusetts(10/1/2014)
RR
Michigan(10/1/2014)
RR
Minnesota(10/1/2014)
RR
Mississippi(10/1/2014)
RR
Missouri(10/1/2014)
RR
Montana(1/4/2024)
RR
Nevada(10/1/2014)
RR
New Hampshire(10/1/2014)
RR
New Mexico(9/20/2016)
RR
New York(1/2/2025)
RR
North Carolina(10/1/2014)
RR
Ohio(10/1/2014)
RR
Pennsylvania(10/1/2014)
RR
South Carolina(10/10/2022)
RR
Tennessee(1/3/2025)
RR
Texas(10/1/2014)
RR
Virginia(10/1/2014)
RR
Washington(10/1/2014)
RR
Wisconsin(10/1/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
NS
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC
NORTH SHORE PRIVATE ASSET MANAGEMENT, LLC
CRD#: 130132 / SEC#: 801-92175
RIA
Registered Investment Advisory firm - (4/17/2015 Approved)Illinois
Registered Investment Advisory firm - (4/17/2015 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
222 E. Wisconsin Ave Suite 102, Lake Forest, IL 60045
Mailing Address
Phone number
(888) 375-4918
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 428 |
| AUM (Assets Under Management) | $ 474,527,989 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
