BH
Bradley M. Harris
CVC FUNDING
NEW YORK, NY 10153
Some features on this profile are disabled
CRD#: 7260668
BH
Professional summary
Bradley Maxwell Harris, who also goes by Brad Harris, is a registered financial professional currently at CVC FUNDING, LLC located in New York, New York.
Bradley is registered as a RR (Registered Representative) and started their career in finance in 2021. Bradley has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Brad Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Bradley Maxwell Harris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 4, 2025 - Present
CVC FUNDING, LLC
Office #1: 767 Fifth Avenue 14th Floor, New York, NY 10153BD
CRD#: 277056
NEW YORK, NY
Past
September 16, 2021 - June 3, 2025
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
CHICAGO, IL
Past
March 9, 2021 - July 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
January 8, 2021 - July 12, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
PENNINGTON, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/4/2025)
RR
Alaska(6/4/2025)
RR
Arizona(6/4/2025)
RR
Arkansas(6/4/2025)
RR
California(6/4/2025)
RR
Colorado(6/4/2025)
RR
Connecticut(6/4/2025)
RR
Delaware(6/4/2025)
RR
District of Columbia(6/4/2025)
RR
Florida(6/4/2025)
RR
Georgia(6/4/2025)
RR
Hawaii(6/4/2025)
RR
Idaho(6/4/2025)
RR
Illinois(6/4/2025)
RR
Indiana(6/4/2025)
RR
Iowa(6/4/2025)
RR
Kansas(6/4/2025)
RR
Kentucky(6/4/2025)
RR
Louisiana(6/4/2025)
RR
Maine(6/4/2025)
RR
Maryland(6/4/2025)
RR
Massachusetts(6/4/2025)
RR
Michigan(6/4/2025)
RR
Minnesota(6/4/2025)
RR
Mississippi(6/4/2025)
RR
Missouri(6/4/2025)
RR
Montana(6/4/2025)
RR
Nebraska(6/4/2025)
RR
Nevada(6/4/2025)
RR
New Hampshire(6/4/2025)
RR
New Jersey(6/4/2025)
RR
New Mexico(6/4/2025)
RR
New York(6/4/2025)
RR
North Carolina(6/4/2025)
RR
North Dakota(6/4/2025)
RR
Ohio(6/4/2025)
RR
Oklahoma(6/4/2025)
RR
Oregon(6/4/2025)
RR
Pennsylvania(6/4/2025)
RR
Puerto Rico(6/4/2025)
RR
Rhode Island(6/4/2025)
RR
South Carolina(6/4/2025)
RR
South Dakota(6/4/2025)
RR
Tennessee(6/4/2025)
RR
Texas(6/4/2025)
RR
Utah(6/4/2025)
RR
Vermont(6/4/2025)
RR
Virginia(6/4/2025)
RR
Washington(6/4/2025)
RR
West Virginia(6/4/2025)
RR
Wisconsin(6/4/2025)
RR
Wyoming(6/4/2025)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/8/2021
General Securities Representative ExaminationGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CF
CVC FUNDING, LLC
CVC CAPITAL MARKETS | CVC FUNDING, LLC | CVC CREDIT PARTNERS 712, LLC
CRD#: 277056 / SEC#: , 8-69650
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Mailing Address
767 Fifth Avenue 14th Floor, New York, NY 10153
Phone number
(212) 506-3858
Established
Delaware since 06/03/2015
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
