Deborah L. Cornes
Professional summary
Deborah Leeann Cornes, who also goes by Deborah Leeann Losonczy, Deborah Losonczy, Leeann Losonczy, is a registered financial advisor currently at BAKERAVENUE located in Southlake, Texas.
Deborah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2020. Deborah has worked at 4 firms and has passed the Series 65, Series 66, Series 63, Series 7TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Deborah Leeann Cornes's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 20, 2024 - Present
BAKERAVENUE
Office #1: 550 Reserve Street, Southlake, TX 76092August 9, 2023 - March 14, 2024
EPIQ CAPITAL GROUP, LLC
April 7, 2021 - March 9, 2022
FIDELITY PERSONAL AND WORKPLACE ADVISORS
September 3, 2020 - March 8, 2022
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
BAKERAVENUE
CRD#: 132657 / SEC#: 801-63576
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/20/2024)
Exams
Series 7TO
Date: 9/3/2020
General Securities Representative ExaminationCurrent Firm
BAKERAVENUE
CRD#: 132657 / SEC#: 801-63576
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,138 |
| AUM (Assets Under Management) | $ 3,771,014,366 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/05/2025 | ||
| 08/28/2024 | ||
| 04/02/2024 | ||
| 03/14/2023 |
Red Flags
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