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MR

Michael Regan

VOYA INVESTMENTS DISTRIBUTOR
Atlanta, GA 30327
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CRD#: 7259911
MR
Michael ReganVOYA INVESTMENTS DISTRIBUTOR

Professional summary

Michael Regan, who also goes by Michael Ross Regan, is a registered financial professional currently at VOYA INVESTMENTS DISTRIBUTOR, LLC located in Atlanta, Georgia.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2020. Michael has worked at 3 firms and has passed the Series 63, Series 7TO and SIE exams.

Aliases

Michael Ross Regan

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Regan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 27, 2026 - Present

VOYA INVESTMENTS DISTRIBUTOR, LLC

Office #1: 5780 Powers Ferry Road Nw, Atlanta, GA 30327
BD
CRD#: 37886
Atlanta, GA
Past

August 14, 2023 - July 16, 2025

CALAMOS FINANCIAL SERVICES LLC

BD
CRD#: 19850
NAPERVILLE, IL
Past

August 10, 2020 - April 11, 2023

INVESCO DISTRIBUTORS, INC.

BD
CRD#: 7369
ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(6/27/2026)
RR
Alaska
(6/27/2026)
RR
Arizona
(6/27/2026)
RR
Arkansas
(6/27/2026)
RR
California
(6/27/2026)
RR
Colorado
(6/27/2026)
RR
Connecticut
(6/27/2026)
RR
Delaware
(6/27/2026)
RR
District of Columbia
(6/27/2026)
RR
Florida
(6/27/2026)
RR
Georgia
(6/27/2026)
RR
Hawaii
(6/27/2026)
RR
Idaho
(6/27/2026)
RR
Illinois
(6/27/2026)
RR
Indiana
(6/27/2026)
RR
Iowa
(6/27/2026)
RR
Kansas
(6/27/2026)
RR
Kentucky
(6/27/2026)
RR
Louisiana
(6/27/2026)
RR
Maine
(6/27/2026)
RR
Maryland
(6/27/2026)
RR
Massachusetts
(6/27/2026)
RR
Michigan
(6/27/2026)
RR
Minnesota
(6/27/2026)
RR
Mississippi
(6/27/2026)
RR
Missouri
(6/27/2026)
RR
Montana
(6/27/2026)
RR
Nebraska
(6/27/2026)
RR
Nevada
(6/27/2026)
RR
New Hampshire
(6/27/2026)
RR
New Jersey
(6/27/2026)
RR
New Mexico
(6/27/2026)
RR
New York
(6/27/2026)
RR
North Carolina
(6/27/2026)
RR
North Dakota
(6/27/2026)
RR
Ohio
(6/29/2026)
RR
Oklahoma
(6/27/2026)
RR
Oregon
(6/27/2026)
RR
Pennsylvania
(6/27/2026)
RR
Puerto Rico
(6/27/2026)
RR
Rhode Island
(6/27/2026)
RR
South Carolina
(6/27/2026)
RR
South Dakota
(6/27/2026)
RR
Tennessee
(6/27/2026)
RR
Texas
(6/27/2026)
RR
Utah
(6/27/2026)
RR
Vermont
(6/27/2026)
RR
Virgin Islands
(6/27/2026)
RR
Virginia
(6/27/2026)
RR
Washington
(6/27/2026)
RR
West Virginia
(6/27/2026)
RR
Wisconsin
(6/27/2026)
RR
Wyoming
(6/27/2026)

Exams

State Security Law Exam
RR
Series 63
Date: 8/28/2020
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/10/2020
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/1/2020
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

VI
VOYA INVESTMENTS DISTRIBUTOR, LLC
ING FUNDS DISTRIBUTOR, INC. | VOYA INVESTMENTS DISTRIBUTOR, LLC | PILGRIM SECURITIES, INC. | PILGRIM AMERICA SECURITIES, INC. | NEWCO DISTRIBUTORS CORPORATION | ING PILGRIM SECURITIES, INC. | ING INVESTMENTS DISTRIBUTOR, LLC | ING FUNDS DISTRIBUTOR, LLC

CRD#: 37886 / SEC#: , 8-48020

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
(860) 275-2110
Established
Delaware since 10/01/2002
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VOYA FUNDS SERVICES, LLCSOLE SHAREHOLDER
EASTON, STEPHEN JOSEPHCHIEF COMPLIANCE OFFICER3150168
POTESTA, TIFFANI ANNECEO, PRESIDENT, DIRECTOR & HEAD OF INTERMEDIARY DISTRIBUTION4042592
WILLINGHAM, CATRINAFINANCIAL OPERATIONS PRINCIPAL7025979

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886Atlanta, GA 30327

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