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KL

Kristopher L Lowe

CBRE CAPITAL ADVISORS
DALLAS, TX
·CRD# 7259871·6 years registered

Professional Summary

Kristopher L Lowe, who also goes by Kristopher Lawrence Lowe, is a registered financial advisor currently at CBRE CAPITAL ADVISORS, INC. located in Dallas, Texas. Kristopher is registered as a RR (Registered Representative) and started their career in finance in 2020. Kristopher has worked at 3 firms and has passed the Series 63, SIE and Series 7TO exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Kristopher Lawrence Lowe

Blog Corner

More Resources

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

6 years registered in the securities industry

Current & Past Employments

Current

CBRE CAPITAL ADVISORS, INC.Current·CRD# 140565
BD
2100 Mckinney Avenue Suite 900, Dallas, TX 75201
November 18, 2025 - Present

Past

JONES LANG LASALLE SECURITIES, LLCPast·CRD# 120738
BD
Dallas, TX
June 30, 2021 - September 29, 2025
HFF SECURITIES L.P.Past·CRD# 131585
BD
Los Angeles, CA
September 4, 2020 - June 30, 2021

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Current Firm

CC
CBRE CAPITAL ADVISORS, INC.

CBRE CAPITAL ADVISORS, INC. | TRAMMELL CROW CAPITAL CORPORATION | SERA PRIVATE FUNDS GROUP | CBRE CAPITAL CORPORATION

CRD#: 140565 / SEC#: 8-67319
BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)

Contact Information

Main Address

2121 N. Pearl Street Suite 300, Dallas, TX 75201

Mailing Address

2121 N. Pearl Street Suite 300, Dallas, TX 75201

Phone Number

(214) 863-4255

Established

Delaware since 12/15/2005

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (26 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
CBRE, INC.SOLE OWNER—
PEMBERTON, IAN CHRISTOPHERREGISTERED PRINCIPAL5757164
POTTER, SCOTT CHRISTOPHERCFO/SECRETARY/CCO/PRESIDENT—
SERRA, CARL ANTHONY IIIFINOP, PPO, PFO3179039

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Texas
(11/18/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2020About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Sep 2020About the SIE exam

Series 7TO — General Securities Representative Examination

Passed Jun 2020About the Series 7TO exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Kristopher L Lowe's CRS (Customer Relationship Summary).

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