RR
Robert D. Ross
THE RETIREMENT GUYS FORMULA
Maumee, OH 43537
Some features on this profile are disabled
CRD#: 725746
RR
Professional summary
Robert David Ross, who also goes by Dave Ross, R. David Ross, is a registered financial advisor currently at THE RETIREMENT GUYS FORMULA located in Maumee, Ohio and PEAK BROKERAGE SERVICES, LLC located in Maumee, Ohio.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Robert has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dave Ross | R. David Ross
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Business Activity: Board Member; Business Entity: Perrysburgh High School Athletic Booster; Perrysburgh, OH; Duties of Position: Advisory/Consulting; Title: Board Member; Approx. # of hours per month spent on activity: 3; Approx. # of hours spent during trading hours: 0 2) Business Activity: Fixed Insurance Sales; Business Entity: CU Specialists LTD; Start Date: 07/23; Duties of Position: Insurance Agent; Title: Agent; Approx. of hours per month spent on activity: 5; Approx.# of hours spent during trading hours: 5 3) Business Activity: Investment Advisor Representative; Business Entity: Retirement Guys Formula; Address: Maumee, OH; Duties of Position: IAR; Title: Financial Professional; Start Date: 07/2023; Approx. # of hours per month spent on activity: 80; Approx. # of hours spent during trading hours: 80
CRS (Client Relationship Summary) - RIA
Click below to view Robert David Ross's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2023 - Present
THE RETIREMENT GUYS FORMULA
Office #1: 1700 Woodlands Drive, Maumee, OH 43537RIA
CRD#: 168561
Maumee, OH
Current
July 21, 2023 - Present
PEAK BROKERAGE SERVICES, LLC
Office #1: 1700 Woodlands Suite 100, Maumee, OH 43537BD
CRD#: 157045
Maumee, OH
Past
November 1, 2021 - June 23, 2023
AMERITAS ADVISORY SERVICES, LLC
RIA
CRD#: 317245
Toledo, OH
Past
September 10, 2019 - November 1, 2021
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
Toledo, OH
Past
September 4, 2019 - June 23, 2023
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
Toledo, OH
Past
May 31, 2012 - August 27, 2019
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
HOLLAND, OH
Past
May 4, 2012 - August 27, 2019
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HOLLAND, OH
Past
September 22, 2009 - May 24, 2012
AMERITAS INVESTMENT COMPANY, LLC
RIA
CRD#: 14869
PERRYSBURG, OH
Past
August 2, 2006 - May 24, 2012
AMERITAS INVESTMENT COMPANY, LLC
BD
CRD#: 14869
PERRYSBURG, OH
Past
December 7, 1999 - May 23, 2001
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TR
THE RETIREMENT GUYS FORMULA
AMERICA'S RETIREMENT HEADQUARTERS | THE RETIREMENT GUYS NETWORK | THE RETIREMENT GUYS FORMULA LLC | THE RETIREMENT GUYS FORMULA | RETIRE PITTSBURGH | EISERT WEALTH MANAGEMENT | BULL MOOSE RETIREMENT
CRD#: 168561 / SEC#: 801-119086
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Michigan
Registered Investment Advisory firm - (7/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (7/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2020 Terminated)South Carolina
Registered Investment Advisory firm - (7/22/2020 Terminated)Texas
Registered Investment Advisory firm - (7/22/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(7/21/2023)
RR
Florida(7/21/2023)
RR
Michigan(7/21/2023)
RR
North Carolina(7/21/2023)
RR
Ohio(7/21/2023)
IAR
Ohio(8/1/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TR
THE RETIREMENT GUYS FORMULA
AMERICA'S RETIREMENT HEADQUARTERS | THE RETIREMENT GUYS NETWORK | THE RETIREMENT GUYS FORMULA LLC | THE RETIREMENT GUYS FORMULA | RETIRE PITTSBURGH | EISERT WEALTH MANAGEMENT | BULL MOOSE RETIREMENT
CRD#: 168561 / SEC#: 801-119086
RIA
Registered Investment Advisory firm - (7/20/2020 Approved)Michigan
Registered Investment Advisory firm - (7/23/2020 Terminated)Ohio
Registered Investment Advisory firm - (7/23/2020 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/24/2020 Terminated)South Carolina
Registered Investment Advisory firm - (7/22/2020 Terminated)Texas
Registered Investment Advisory firm - (7/22/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1700 Woodlands Drive, Maumee, OH 43537
Mailing Address
Phone number
(419) 842-0550
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (10 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991 |
| AUM (Assets Under Management) | $ 300,603,838 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
