Lesh N. Brown
Professional summary
Lesh Nettles Brown SR, who also goes by Lesh Nettles Brown, is a registered financial professional currently at NYLIFE SECURITIES LLC located in Natchitoches, Louisiana.
Lesh is registered as a RR (Registered Representative) and started their career in finance in 1981. Lesh has worked at 10 firms and has passed the Series 63, SIE, Series 22, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lesh Nettles Brown SR's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2001 - Present
NYLIFE SECURITIES LLC
Office #1: 213 Renee Street Suite B, Natchitoches, LA 71457September 15, 1998 - November 20, 2000
WMA SECURITIES, INC.
February 13, 1998 - October 14, 1998
OSAIC FS, INC.
December 17, 1996 - February 25, 1998
HORNOR, TOWNSEND & KENT, LLC
June 27, 1994 - December 24, 1996
WALNUT STREET SECURITIES, INC.
June 14, 1993 - June 10, 1994
VOYA FINANCIAL ADVISORS, INC.
April 28, 1993 - May 13, 1997
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
October 9, 1990 - December 31, 1992
NEW ENGLAND SECURITIES
March 13, 1981 - August 14, 1990
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
March 13, 1981 - August 14, 1990
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/12/2011)
(11/24/2009)
(2/9/2001)
(7/13/2011)
(12/13/2018)
(9/16/2004)
Exams
FINRA
Current Firm
NYLIFE SECURITIES LLC
CRD#: 5167 / SEC#: , 8-15517
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NYLIFE LLC. | SHAREHOLDER | |
| BAGTAS, ANGELA CHEN | ELECTED MANAGER | 8172856 |
| BOCCIO, JOHN MICHAEL | CHIEF EXECUTIVE OFFICER AND PRESIDENT | 4600977 |
| DUARTE, DEBORAH LYNN | ELECTED MANAGER | 6090278 |
| ENGELBRECHTSEN, TOM DAHL | CORPORATE VICE PRESIDENT AND PRINCIPAL OPERATIONS OFFICER | 2908809 |
| FEINBERG, AMARYA NMN | ELECTED MANAGER | 8162482 |
| GARDNER, ROBERT MICHAEL | ELECTED MANAGER | 6160318 |
| HUANG, DYLAN WEI | ELECTED MANAGER AND CHAIRMAN | 6233208 |
| LOFTUS, PATRICIA ELIZABETH | CORPORATE VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2156131 |
| SCHWARTZ, RACHEL SABRINA | VICE PRESIDENT AND ASSOCIATE GENERAL COUNSEL | 8170474 |
| TILLOTSON, SANDRA G | ELECTED MANAGER | 7617600 |
| ZAMAN, NABEED | VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 6410914 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
NYLIFE SECURITIES LLC
CRD#: 5167Natchitoches, LA 71457TRUST BUT VERIFY
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